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FIA Speaks Episode 2 : The “father of financial futures” Richard "Doc" Sandor
The "father of financial futures" and Futures Hall of Fame member Richard "Doc" Sandor talks about a lifetime in the futures industry, how markets can address climate change and the rise of China with FIA President and CEO Walt Lukken.
CONTINUE READINGLiquidity Providers Unduly Penalized By Capital Rules: CTC’s Crutchfield
CTC’s Steve Crutchfield discusses liquidity providers unduly penalized by capital rules
CONTINUE READINGConference on Financial Markets Quality
FIA PTG member Richard Gorelick joins a panel at the Conference on Financial Markets Quality
CONTINUE READINGCFTC Keynote Address - Expo 2018
Chairman Giancarlo’s keynote address will provide an overview of the regulatory agenda for listed and cleared derivatives markets in the U.S. and global regulatory landscape.
CONTINUE READINGRecent trends: foreign corrupt practices & the CEA
Please join Sullivan & Cromwell partners Kathleen McArthur and Aisling O’Shea as they discuss recent trends in foreign corrupt practices enforcement and the practical implications of the enforcement advisory.
CONTINUE READINGEMIR 2.1: new obligations for financial and non-financial counterparties
Please join FIA for a webinar on EMIR 2.1 and the impact on FCs and NFCs.
CONTINUE READINGDon't make it worse: responding properly to US/UK investigations
A webinar focusing on the proper way to respond to US/UK regulatory investigations.
CONTINUE READINGCFTC Keynote Address - IDX 2019
Remarks from U.S. Commodity Futures Trading Commission Chairman Chris Giancarlo.
CONTINUE READINGCross-Border Clearing: Finding the Right Solution - IDX 2019
The debate on effective solutions for the oversight of cross-border clearing continues apace. This panel of regulators offered insight into the latest developments and discussed the hopes and concerns for supervision of global clearing infrastructures by rules outside of their own jurisdictions.
CONTINUE READINGFIA Calls for Changes to SEF Proposal
FIA’s comment letter to the rulemaking requests, among other things, that any final SEF rules clarify the risk management obligations of FCMs that clear swaps traded on SEFs, and that the agency address the operational challenges and costs that the SEF NPRM would impose on all market participants.
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