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FIA PTG comments on Consolidated Audit Trail fees
FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail (CAT).
CONTINUE READINGFIA PTG lists concerns with CAT fee structure
FIA PTG submitted a second comment letter to the SEC on the proposed fee structure for the Consolidated Audit Trail (CAT). The letter is in response to an SEC call for industry input on the proposed fees.
CONTINUE READINGFIA PTG raises cybersecurity concerns with CAT
FIA PTG sent comments to the SEC today raising concerns with the consolidated audit trail (CAT) reporting requirement set to start on November 15, 2017.
CONTINUE READINGFIA PTG: CAT pricing amendments don't fully address problems
FIA PTG sent a comment letter to the SEC today raising concerns with amendments to the previously proposed fee schedule rule changes filed by the Self-Regulatory Organizations (SROs) that are the Plan Participants to the Consolidated Audit Trail (CAT).
CONTINUE READINGMiFID II External Resources for FIA PTG Firms
In addition to the documents, webinars, and guidance provided by FIA, FIA PTG is collecting external resources for member firms working to implement MiFID II.
CONTINUE READINGBoca Video: CFTC Chairman Tim Massad discusses leverage ratio
Following his keynote address at the 41st annual International Futures Industry Conference in Boca, CFTC Chairman Tim Massad and FIA president and CEO Walt Lukken discussed leverage ratio, its impact on the cost of clearing, and the potential implications for FIA members.
CONTINUE READINGFIA and ISDA comment on unwarranted G-SIB surcharge capital requirements
FIA and the International Swaps and Derivatives Association sent comments to the Federal Reserve Board of Governors today expressing serious concerns with proposed changes to the mandatory Banking Organization Systemic Risk Report form (FR Y-15) that would affect the treatment of client-cleared over-the-counter derivatives transactions for purposes of the capital surcharge (the G-SIB Surcharge) imposed on U.S. global systemically important banking organizations (G-SIBs).
CONTINUE READINGFIA and ISDA bolster argument against cleared swap surcharge with additional information
On Nov. 22, FIA and ISDA filed a joint supplemental response with the Federal Reserve to support their opposition to proposed changes to the capital surcharge imposed on U.S. banking organizations that are determined to be "global systemically important banking organizations."
CONTINUE READINGFIA and ISDA submit joint response to ESA Consultation
On 23 January, FIA and ISDA (the Associations) submitted feedback on the European Commission’s (Commission) published Draft Implementing Regulation on the operations of the European Supervisory Authorities (ESAs) and the proposed supervisory framework.
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