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CEO Insight - Advocacy is only part of the picture at FIA
Through technology and operational solutions, FIA helps improve the efficiency and resilience of derivatives markets
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B3 programs help market makers thrive
Sponsored Content: The Brazilian Stock Exchange (B3) has been experiencing exponential growth in various instruments such as interest rate futures, foreign exchange, stock indices, and individual stocks. B3 strongly believes that market makers are a key mechanism to increase the liquidity in these markets.
CONTINUE READINGCFTC codifies relief for CPOs and CTAs, harmonizing rules with SEC
The U.S. Commodity Futures Trading Commission held a public meeting Nov. 25 in Washington, D.C., to discuss final amendments to several sections of the agency's Part 4 rules. The amendments, which passed in two separate packages, provided registration and compliance relief to certain types of commodity pool operators (CPOs) and commodity trading advisors (CTAs).
CONTINUE READINGChina continues to expand international derivatives access
Overseas traders now have access to four onshore commodity futures contracts
CONTINUE READINGCME to deploy FIA-led effort providing execution source clarity
Tag 1031 becomes mandatory on Globex Nov. 17
CONTINUE READINGPeople News: October/November 2019
Appointments, promotions and other people news in the derivatives industry
CONTINUE READINGCloud adoption increasing in derivatives markets, industry experts say
As skepticism fades, focus shifts to practical issues and cultural change
CONTINUE READINGCFTC's DSIO plans “thematic reviews” of large swap dealers and asset managers
After the swearing in of a new chairman in July, the U.S. Commodity Futures Trading Commission is staffed up and getting down to business. And based on recent remarks from Joshua Sterling, the agency's new director of the CFTC's Division of Swap Dealer and Intermediary Oversight, that business will include an increased focus on the oversight of swap dealers and asset managers.
CONTINUE READINGPeople News: September/October 2019
Appointments, promotions and other people news in the derivatives industry
CONTINUE READINGOpinion: Is CFTC overreaching in policing foreign corruption?
A central mandate of the U.S. Commodity Futures Trading Commission (CFTC) has always been to protect the public and preserve the integrity of commodity and commodity derivative markets. The CFTC's Division of Enforcement supports this mission by detecting, investigating and prosecuting violations of the Commodity Exchange Act (CEA). To achieve this mission, the enforcement division often coordinates its activities with other branches of the government, notably the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC). To date, much of this coordination has focused on targeting fraud, manipulation and other forms of market misconduct.
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