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Recent trends: foreign corrupt practices & the CEA
Please join Sullivan & Cromwell partners Kathleen McArthur and Aisling O’Shea as they discuss recent trends in foreign corrupt practices enforcement and the practical implications of the enforcement advisory.
CONTINUE READINGEMIR 2.1: new obligations for financial and non-financial counterparties
Please join FIA for a webinar on EMIR 2.1 and the impact on FCs and NFCs.
CONTINUE READINGSpoofing, surveillance, & supervision
With this Webinar, Jim Lundy and Nicholas Wendland from Drinker Biddle & Reath LLP will explore the increased regulatory enforcement focus on failing to supervise trading activities and how to utilize supervision and surveillance efforts to best manage this risk.
CONTINUE READINGAnnual Trends in Futures and Options Trading
This webinar will highlight the main trends in trading activity during 2018 in the global exchange-traded derivatives market.
CONTINUE READINGDon't make it worse: responding properly to US/UK investigations
A webinar focusing on the proper way to respond to US/UK regulatory investigations.
CONTINUE READINGCFTC Keynote Address - IDX 2019
Remarks from U.S. Commodity Futures Trading Commission Chairman Chris Giancarlo.
CONTINUE READINGCross-Border Clearing: Finding the Right Solution - IDX 2019
The debate on effective solutions for the oversight of cross-border clearing continues apace. This panel of regulators offered insight into the latest developments and discussed the hopes and concerns for supervision of global clearing infrastructures by rules outside of their own jurisdictions.
CONTINUE READINGESMA Consultation Papers on Market Abuse Regulation
ESMA Consultation Papers on Market Abuse Regulation
CONTINUE READINGESMA's response to FOA letter on ETD reporting
ESMA's response to FOA letter on ETD reporting
CONTINUE READINGESMAs response to FOA letter on ETD reporting (29 January 2014)
ESMAs response to FOA letter on ETD reporting (29 January 2014)
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