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FIA’s Lukken discusses global trends at Shanghai Derivatives Market Forum
Walt Lukken, President and CEO of FIA, delivered remarks on global trends in derivatives markets on May 28 during the Shanghai Derivatives Market Forum in Shanghai, China.
CONTINUE READINGFIA’s Lukken testifies before the House Agriculture Committee
On July 25, the House Agriculture Committee held a hearing to examine the recent failures of MF Global and Peregrine Financial and the implementation of Dodd-Frank.
CONTINUE READINGCFTC examines FX clearing mandate
On Oct. 9, the Commodity Futures Trading Commission hosted a discussion with market participants on mandatory clearing for non-deliverable forwards.
CONTINUE READINGCFTC issues MiFID relief for FCMs and Swap Dealers
On Dec. 11, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight issued interpretative guidance addressing an important compliance issue for U.S. brokers and market participants that do business with investment managers in Europe.
CONTINUE READINGCFTC issues statement on intraday position limits
The Commodity Futures Trading Commission on May 7, 2010 issued an advisory reminding market participants of their obligations to comply with speculative position limits on an intraday basis, rather than only on an end-of-day basis.
CONTINUE READINGCFTC relief allows consolidated risk disclosure statements
The CFTC's division of swap dealer and intermediary oversight on Nov. 30 issued no-action relief to FCMs and introducing brokers that streamlines the process for providing risk disclosure statements to non-institutional customers.
CONTINUE READINGFIA and ISDA submit joint response to ESMA's consultation paper on Anti-Procyclicality Margin Measures for Central Counterparties
On 28 February, FIA and ISDA (the Associations) submitted a joint response to the European Securities Markets Authorities (ESMA) consultation paper on Draft Guidelines on Anti-Procyclicality Margin Measures for Central Counterparties.
CONTINUE READINGChristopher Giancarlo Keynote Address at FIA Boca 2017
Acting CFTC Chairman Christopher Giancarlo delivers his keynote address to FIA's 42nd Annual International Derivatives Industry Conference in Boca Raton, Fla.
CONTINUE READINGClearing - the way ahead
In this video, global exchange leaders discuss the future of clearing, the impact of capital requirements on FCMs, default management and other important clearing issues.
CONTINUE READINGFIA and SIFMA file joint response on Chief Compliance Officer rules
FIA and SIFMA submitted a joint response to a proposal issued by the CFTC in May that would amend its chief compliance officer rules.
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