Understanding the SEC’s evolving derivatives regulatory framework

Part of the L&C webinar series

23 September 2021


With the finalization of both the SEC’s regulatory framework for derivatives use by RICs and BDCs and the SEC’s capital, margin and segregation rules regarding security-based swaps, the OTC derivatives regulatory landscape is expected to shift yet again. In this webinar we explore how these developments are likely to affect firms’ trading programs and learn how to prepare for the changing landscape.

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