Reporting
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FIA responds proposed changes to best execution reports under MiFID
On 23 June, FIA responded to the UK FCA’s consultation on changes to the MiFID conduct and organisation requirements with a particular view on best execution reports (RTS 27 and RTS 28).
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FIA PTG opposes latest Consolidated Audit Trail funding proposal
In a letter filed with the SEC today, the FIA Principal Traders Group (FIA PTG) urged the Commission not to approve the amended Consolidated Audit Trail (CAT) funding proposal.
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FIA responds to ESMA consultation paper on algorithmic trading under MiFID II/MiFIR
On 12 March, FIA responded to ESMA consultation paper MIFID II/MIFIR review report on Algorithmic Trading. FIA’s response reflects the views of FIA exchange and clearing members and trading venue members, in relation to exchange-traded derivatives.
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CFTC finalizes rule to streamline reporting for commodity pool operators
The US Commodity Futures Trading Commission finalized a rule amending certain compliance requirements for commodity pool operators under Commission Regulation 4.27 by a 5-0 vote during an open meeting on 6 October.
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FIA responds to ESMA’s consultation on technical standards on reporting, data quality, data access and registration of trade repositories under EMIR REFITT
FIA submitted a response to ESMA’s consultation on draft Regulatory and Implementing Technical Standards covering reporting to Trade Repositories (TRs), procedures to reconcile and validate reported data, data access by the relevant authorities and registration of the TRs.
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Trade associations publish best practices for derivatives trade reporting under EMIR
Developed by FIA, ISDA, EFAMA, EVIA, GFXD and GFMA, the best practices are available to all market participants to access and implement.
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MiFID II, CCP recovery and resolution under the spotlight at FIA Brussels Forum
FIA welcomed around 100 attendees from across the derivatives industry to its forum in Brussels on 20 November, where the review of MiFID II, cross-border access to clearing and trading venues and the recovery and resolution of central counterparties came under the spotlight.
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Panelists discuss cross-border market regulation at FIA Compliance and Regulation Forum
On 12 November, FIA held its Compliance and Regulation Forum for members in London where the prevailing theme was the future of cross-border market regulation.
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FIA’s Commodities Members urge CFTC to take deliberate approach to improving swaps reporting rules
FIA’s commodities members wrote in support of the CFTC’s efforts to improve its swap data reporting rules and stressed the importance of the Commission and public having access to accurate and reliable data.
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FIA recommends changes to exchange traded derivatives reporting under European regulation
FIA today published a new position paper that highlights the concerns of market participants with the current reporting framework for exchange traded derivatives (ETDs).
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