Publications & Filings
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FIA co-signs a letter calling for a delay on the PRIIPs Regulation
On 17 October, FIA co-signed a letter with the Joint Associations Committee (JAC), the International Swaps and Derivatives Association (ISDA), the Global Foreign Exchange Division of the Global Financial Markets Association (GFMA), and the International Capital Market Association (ICMA), calling for a delay of the PRIIPs Regulation by one year to 3 January 2018 as the only viable option that allows for the effective implementation of the PRIIPs Regulation.
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FIA submits Market Abuse Regulation response
FIA submitted its response jointly with the International Swaps and Derivatives Association to ESMA’s consultation on guidelines on information required or reasonably expected to be disclosed on commodity derivatives markets or related spot contracts under Art 7 (5) of the Market Abuse Regulation.
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FIA responds to ESMA guidelines on transaction reporting under MiFIR
FIA has submitted its response to ESMA’s Consultation Paper on “Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation."
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FIA Requests Confirmation of Interpretation of CFTC Rule 1.73 Regarding SEFs and Bunched Orders
FIA writes to the Division of Clearing and Risk on behalf of its member futures commission merchants (“FCMs”) to request confirmation of certain rule interpretations with respect to CFTC Rule 1.73.
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Commodity Futures Trading Commission Rule 1.74 Request for Safe Harbor
Commodity Futures Trading Commission Rule 1.74 Request for Safe Harbor
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FOA response to Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities
FOA response to Guidelines on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities
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FIA statement on DOJ letter to Treasury regarding US futures market structure
Today the Treasury Department made public a comment letter from the antitrust division of the Justice Department regarding the structure of the U.S. futures markets.
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