Publications & Filings
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FIA responds to ESMA consultations on CCP Resolution Regime
FIA has responded to three of the four consultations published by the European Securities and Markets Authority on the CCP Resolution Regime. The responses cover two mandated guidelines on the assessment of resolvability and cooperation arrangement between member states and third-country authorities, and non-mandated guidelines on the resolution plan summary. The associations did not respond to the consultation on the standard written arrangement template for the resolution college
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FIA publishes whitepaper on role of clearing firms in futures markets
FIA has published a whitepaper on the role of clearing firms in futures markets as a tool to help public sector stakeholders better understand how these important intermediaries support safe and efficient capital markets worldwide.
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FIA responds to HKEX consultation on position limits and open position reporting requirements
FIA has responded to Hong Kong Exchanges and Clearing’s consultation on proposed changes of position limits and large open position reporting requirements.
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FIA flags burdensome requirements in CFTC compliance officer reports
FIA submitted a comment letter to the US Commodity Futures Trading Commission questioning the need for certain types of information that must be included in the annual reports filed by the chief compliance officers of firms registered with the CFTC.
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FIA responds to UK’s call for evidence on Green Finance Strategy
FIA has responded to the UK government’s call for evidence to support its update of the Green Finance Strategy. The response stresses the need for well-balanced, principle-based regulation that complements and encourages market innovation. It also highlights new products as a potential growth area to support the transition to a low-carbon economy.
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FIA responds to SFC consultation on Position Limit Regime changes
FIA has responded to the Hong Kong Securities and Futures Commission’s consultation on changes to the Position Limit Regime. The response acknowledges that greater transparency can benefit the industry but stresses that benefits should be commensurate with the resources needed to meet these requirements.
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FIA responds to European Commission’s CSDR review proposal
FIA and ISDA have submitted a joint response to the European Commission’s legislative proposal to review the Central Securities Depositories Regulation, in particular with respect to reforms of the mandatory buy-in regime (MBI) under Article 7 CSDR.
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FIA joins response to FSB and CPMI-IOSCO on CCP recovery and resolution
FIA, along with the International Swaps and Derivatives Association and the Institute of International Finance have commented on CCP recovery and resolution issues in response to a consultation paper published by the Financial Stability Board, the Committee on Payments and Market Infrastructures of the Bank for International Settlements and the International Organization of Securities Commissions.
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FIA requests CFTC codify no-action relief for treatment of separate accounts by FCMs
FIA has written a letter to the US Commodity Futures Trading Commission requesting codification of no-action relief initially set forth in CFTC Letter No. 19-17, Advisory and Time-Limited No-Action Relief with Respect to the Treatment of Separate Accounts by Futures Commission Merchants, and subsequently extended in CFTC Letter Nos. 20-28 and 21-29.
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FIA responds to ESMA consultation on margin procyclicality
FIA has responded to a consultation published by the European Securities and Markets Authority (ESMA) seeking input on the current calibration of the antiprocyclicality tools, and whether proposed revisions to existing Regulatory Technical Standards (RTS) may be necessary.
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