Committees & Working Groups

• AI
• Automated Trading
• CAT Implementation
• CCP Default Auctions Working Group
• Compliance Networking
• Cyber
• Digital Assets
• Equity Market Structure
• Equity Options
• Finance
• FINRA Registration
• FTC Non-Compete Proposal
• Liquidity
• Market Access
• Taxes and User Fees
• Treasury Market Structure

Inactive Groups

• Batch Auctions
• Block Trades
• CFTC Concept Release
• CFTC Reauthorization
• Cyber Risk
• Cybersecurity
• Diversity
• Drop Copy White Paper
• Exchange Market Data Dissemination
• Exchange Risk Controls Survey
• Expansion of Regs ATS and SCI Proposal Working Group
• FINRA Algo AP Registration Proposal
• FINRA Corporate Block Reporting Proposed Pilot
• FINRA Rule Book Review
• FINRA TAF Exemption Proposal
• Implied Pricing
• Market Data License Agreements
• Market Data Working Group
• New Member Recruiting
• Operations
• Response to Joint Staff Report on the U.S. Treasury Market on Oct. 15, 2014
• Returning-to-the-Workplace Issues
• SEC Reg-SCI Proposal
• SEC Required FINRA Membership Proposal
• Securities Clearing House Risk Management Review
• SEF Rule Proposal 2018
• Self-Match Prevention
• Self-Match Prevention Technology Standards
• Software Development White Paper
• Swap Dealer Capital
• Swaption National Value Computation Methodology
• Tax Reform 2017
• Trading Technology Standards Group