MarketVoice News
-
Stress Test Guidance
On June 28, the Committee on Payments and Market Infrastructure and the International Organization of Securities Commissions released for public comment a framework to help regulators design and run supervisory stress tests for central counterparties.
CONTINUE READING -
CCP Recovery and Resolution
European policymakers are working on legislation that will establish a framework for central counterparty recovery and resolution in the European Union.
CONTINUE READING -
Information Sharing: U.K. and Hong Kong Regulators to Cooperate on Cross-Border Supervision
On July 20, the Hong Kong Securities and Futures Commission and the U.K.
CONTINUE READING -
Getting It All on Tape: GreenKey Partners with Red Box for Advanced Recording Solution
New regulations are making it necessary for investment firms to capture all trade-related communications, including voice conversations.
CONTINUE READING -
Swap Trading
Tim Massad, chairman of the Commodity Futures Trading Commission, gave several speeches in April on the need to adjust the CFTC's rules for swap execution facilities
CONTINUE READING -
Expanded Access to Commodity Derivatives
The Securities and Exchange Board of India announced it will issue unified licenses to brokers and clearing members to transact in both commodity derivative and equity markets. This follows the merger of the Forward Markets Commission, which regulates commodity markets in India, and SEBI in September 2015. Previously, separate legal entities were required for the different businesses. Additionally, SEBI proposed to permit hedge funds to invest in commodity derivatives and said it will soon permit exchanges to offer commodity derivative options.
CONTINUE READING -
Standardized Stress Testing for CCPs
In the paper “Stress This House,” LCH proposed a stress testing regime for central counterparties that would enable members to draw meaningful comparisons among CCPs, regardless of the variations due to product portfolio, margin models, confidence levels, default fund structure, assessments levels, etc.
CONTINUE READING -
Rule 1.31
In January, the Commodity Futures Trading Commission issued a proposal to update and modernize Rule 1.31, which sets out certain recordkeeping requirements for futures commission merchants, commodity pool operators, trading firms that are exchange members, and other market participants.
CONTINUE READING -
Rule 1.31
In January, the Commodity Futures Trading Commission issued a proposal to update and modernize Rule 1.31, which sets out certain recordkeeping requirements for futures commission merchants, commodity pool operators, trading firms that are exchange members, and other market participants.
CONTINUE READING -
People - June 2017
The Hong Kong government reappointed Ashley Alder as chief executive officer of the Securities and Futures Commission for another three-year term effective from Oct. 1.
CONTINUE READING
