On Sept. 28, the Commodity Futures Trading Commission provided futures and swaps traders with additional time to comply with new reporting requirements established by the CFTC’s Ownership and Control Reporting final rule.
CONTINUE READINGOn Sept. 28 the European Securities and Markets Authority published the final versions of its regulatory technical standards on three major pieces of financial reform legislation
CONTINUE READINGThe Commodity Futures Trading Commission is moving forward cautiously on position limits, one of the most difficult and controversial pieces of Dodd-Frank.
CONTINUE READINGThe Commodity Futures Trading Commission announced enforcement actions in September against Deutsche Bank and Australia and New Zealand Banking Group for failing to properly report swap transactions.
CONTINUE READINGOn Aug. 26, the European Securities and Markets Authority opened a consultation on a key element of the regulatory framework for clearinghouses in Europe, a move that could break the logjam with the U.S. on clearinghouse recognition.
CONTINUE READINGOn Sept. 28 the government of India formally unveiled the merger of the Forward Markets Commission and the Securities and Exchange Board of India.
CONTINUE READINGOn Aug. 26, the Commodity Futures Trading Commission formally registered ICE Futures Canada and Montreal Exchange as foreign boards of trade, which allows the exchanges to offer direct access to U.S. members.
CONTINUE READINGThe European System of Central Banks issued a statement on Aug. 25 expressing opposition to any change in EU regulations that would give central counterparties an automatic right of access to central bank liquidity.
CONTINUE READINGOn Sept. 17, the International Organization of Securities Commissions published the final report of a task force it set up in 2013 to address the challenges of cross-border regulation.
CONTINUE READINGSingapore Exchange is seeking feedback on proposed rules that would ease the capital requirements for banks that are affiliated with SGX clearing members.
CONTINUE READING
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