On July 20, the Hong Kong Securities and Futures Commission and the U.K.
CONTINUE READINGNew regulations are making it necessary for investment firms to capture all trade-related communications, including voice conversations.
CONTINUE READINGOn Aug. 14, the U.S. Court of Appeals for the Seventh Circuit issued an opinion that addressed several important questions related to the protections on customer funds.
CONTINUE READINGLCH announced on Aug. 14 that it has introduced a new type of client account within its SwapClear service.
CONTINUE READINGOn Sept. 20, the European Commission published a package of proposals to strengthen the European system of financial supervision. The proposals aim to improve the mandates, governance and funding of the three European supervisory authorities and the functioning of the European Systemic Risk Board, which should ensure stronger and more integrated financial supervision across the EU. Key features of the proposal include:
CONTINUE READINGAlthough traders have been awash in data for years now, very little voice trading data has been susceptible to analysis. But last month, Cloud9 Technologies announced that it had cracked the code.
CONTINUE READINGOn July 10, the Singapore Ministry of Communications and Information and the Cyber Security Agency of Singapore published a proposed cybersecurity bill.
CONTINUE READINGIDX 2017
CONTINUE READINGTim Massad, chairman of the Commodity Futures Trading Commission, gave several speeches in April on the need to adjust the CFTC's rules for swap execution facilities
CONTINUE READINGOn March 29, the European Commission issued a statement prohibiting the proposed merger between Deutsche Börse and London Stock Exchange Group.
CONTINUE READING
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