MarketVoice News
-
Warning Notice
On June 22, the Hong Kong Securities and Futures Commission issued a circular to futures brokers on compliance and control issues.
CONTINUE READING -
Power Play
On July 5, Intercontinental Exchange strengthened its position in the European power and gas markets by acquiring full control of Endex, the Amsterdam-based power and gas exchange.
CONTINUE READING -
Stress Test Guidance
On June 28, the Committee on Payments and Market Infrastructure and the International Organization of Securities Commissions released for public comment a framework to help regulators design and run supervisory stress tests for central counterparties.
CONTINUE READING -
CCP Recovery and Resolution
European policymakers are working on legislation that will establish a framework for central counterparty recovery and resolution in the European Union.
CONTINUE READING -
Information Sharing: U.K. and Hong Kong Regulators to Cooperate on Cross-Border Supervision
On July 20, the Hong Kong Securities and Futures Commission and the U.K.
CONTINUE READING -
Getting It All on Tape: GreenKey Partners with Red Box for Advanced Recording Solution
New regulations are making it necessary for investment firms to capture all trade-related communications, including voice conversations.
CONTINUE READING -
FCM Bankruptcy: U.S. Appeals Court Reverses Sentinel Ruling, Restores Protections for Segregated Funds
On Aug. 14, the U.S. Court of Appeals for the Seventh Circuit issued an opinion that addressed several important questions related to the protections on customer funds.
CONTINUE READING -
Collateral Direct
LCH announced on Aug. 14 that it has introduced a new type of client account within its SwapClear service.
CONTINUE READING -
Bigger Role for ESMA
On Sept. 20, the European Commission published a package of proposals to strengthen the European system of financial supervision. The proposals aim to improve the mandates, governance and funding of the three European supervisory authorities and the functioning of the European Systemic Risk Board, which should ensure stronger and more integrated financial supervision across the EU. Key features of the proposal include:
CONTINUE READING -
Voice into Data
Although traders have been awash in data for years now, very little voice trading data has been susceptible to analysis. But last month, Cloud9 Technologies announced that it had cracked the code.
CONTINUE READING
