The Commodity Futures Trading Commission's Division of Market Oversight on July 10 launched a comprehensive review of its swap data reporting regulations and invited input from entities involved in swaps reporting.
CONTINUE READINGFIA has created a brief to help members understand how the Markets in Financial Instruments Directive II and the associated Markets in Financial Instruments Regulation may impact U.S. futures commission merchants.
CONTINUE READINGLCH announced on Aug. 14 that it has introduced a new type of client account within its SwapClear service.
CONTINUE READINGOn July 20, the European Securities and Markets Authority and the Securities and Exchange Board of India established a memorandum of understanding on the oversight of central counterparties, including the exchange of information.
CONTINUE READINGOn June 22, the Hong Kong Securities and Futures Commission issued a circular to futures brokers on compliance and control issues.
CONTINUE READINGOn July 5, Intercontinental Exchange strengthened its position in the European power and gas markets by acquiring full control of Endex, the Amsterdam-based power and gas exchange.
CONTINUE READINGOn June 28, the Committee on Payments and Market Infrastructure and the International Organization of Securities Commissions released for public comment a framework to help regulators design and run supervisory stress tests for central counterparties.
CONTINUE READINGEuropean policymakers are working on legislation that will establish a framework for central counterparty recovery and resolution in the European Union.
CONTINUE READINGOn July 20, the Hong Kong Securities and Futures Commission and the U.K.
CONTINUE READINGNew regulations are making it necessary for investment firms to capture all trade-related communications, including voice conversations.
CONTINUE READING
Key IssuesCapitalCCP Risk Commodities Cross-Border Digital Assets Diversity & Inclusion Operations and Execution Sustainable Finance All Advocacy |
News & ResourcesPress ReleasesFIA MarketVoice Webinars Podcasts Data Resources Documentation Training CCP Risk Review Hall of Fame |
AboutContact UsAbout FIA Governance Staff Directory Affiliates List of Members Membership Member Forums Careers |
EventsBocaL&C IDX Expo Asia FIA-SIFMA AMG Webinars Register as Speaker All Events |
---|---|---|---|
BrusselsOffice 502 |
LondonLevel 28 |
SingaporeOne Raffles Quay North Tower |
Washington, DC2001 K Street NW |