The Hong Kong government reappointed Ashley Alder as chief executive officer of the Securities and Futures Commission for another three-year term effective from Oct. 1.
CONTINUE READINGTwo influential regulatory officials have indicated that they share the widespread concerns within the derivatives industry regarding the impact of Basel III capital requirements on clearing firms.
CONTINUE READINGWe’ve all heard the saying, “Work smarter, not harder.” Nearly a decade since the financial crisis, we are finally getting a chance to put this adage into practice.
CONTINUE READINGOn May 4, the European Commission published a legislative text proposing changes to the European Market Infrastructure Regulation.
CONTINUE READINGOn March 29, the European Commission issued a statement prohibiting the proposed merger between Deutsche Börse and London Stock Exchange Group.
CONTINUE READINGTwo fintech startups, QuantConnect and Quantopian, have extended their trading solutions into the futures markets, providing users with easy-to-access tools to build their own automated futures trading strategies.
CONTINUE READINGThe derivatives industry has played a key role in allowing market participants to safely and efficiently manage their risks during normal market conditions and stress events for over 100 years
CONTINUE READINGFinancial regulators use many techniques to carry out their responsibilities.
CONTINUE READINGOn March 22, the Securities and Exchange Commission approved a rule that will shorten the standard settlement cycle for most securities transactions to T+2 from T+3. Broker-dealers will be required to comply with the shorter settlement cycle beginning on Sept. 5.
CONTINUE READINGOn March 15, Chris Giancarlo, the acting chairman of the Commodity Futures Trading Commission, announced a three-pronged plan to renovate derivatives regulation that he called Project KISS, which stands for “keep it simple, stupid.”
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