New L&C webinar series kicks off on Jan. 14

21 December 2015

The FIA Law & Compliance Division is pleased to launch the L&C Webinar Series in January 2016! This informative series of webinars will feature L&C law firms and topics of interest within the futures, options and cleared swaps industry. CLE will be offered where available. The webinars below are just the start of this compelling series. These webinars are open to all FIA members. Please register for each webinar separately. Stay tuned for more information regarding future L&C Division webinars and events.

“Spoofing:” How to Deal with This Tricky Offense & Its Regulatory Guidelines

January 14, 2016 // 10:00 AM ET


Gregory G. Mocek and Jonathan H. Flynn from Cadwalader, Wickersham & Taft LLP; Dr. Greg Leonard from Cornerstone Research

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Standardizing CCP Rule Analysis:  Using a Comparative Assessment Tool to Evaluate Implementation of the PFMIs

February 11, 2016 // 10:00 AM ET


John Williams of Milbank, Tweed, Hadley & McCloy LLP and Michael Voisin of Linklaters LLP

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U.S. Trading Activities in Europe: The Impact of New EU Transaction Reporting and  Position Limits Rules

February 25, 2016 // 10:00 AM ET


Kevin Foley and Nathaniel Lalone of Katten Muchin Rosenman UK LLP

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About the Law & Compliance Division

The Law & Compliance Division monitors legal and regulatory developments affecting the futures and derivatives industry, assisting FIA in providing information to help relevant regulators and courts make decisions that affect the futures exchanges community. The Division discusses issues with U.S. and international regulators and exchanges and prepares comment letters, position papers and court briefs when appropriate.

To join or renew your Law & Compliance division membership, please visit our website. Once you have created an account and/or logged in, please select join/renew on the following screen. For questions please contact Beth Thompson or +1.202.466.5460

  • Law & Compliance