FIA today published a new position paper that highlights the concerns of market participants with the current reporting framework for exchange traded derivatives (ETDs).
CONTINUE READINGOn June 14, the Futures Industry Association and the Commodity Markets Council submitted a petition asking the Commodity Futures Trading Commission to amend the Ownership and Control Reports Rule.
CONTINUE READINGOn 14 March, FIA submitted a response to the European Commission’s Fitness Check on Supervisory Reporting.
CONTINUE READINGFIA has published a series of MiFID II ETD (Exchange Traded Derivative) reporting scenarios
CONTINUE READINGOn November 14, five U.S. financial associations, including FIA, asked the SEC to update its broker-dealer electronic retention Rule 17a-4 by eliminating an obsolete recordkeeping requirement known as WORM (write once, read many) that was first put in place more than 20 years ago.
CONTINUE READINGFIA announced the launch of FIA Training this week, a program of learning tools that cover important topics like market conduct and compliance.
CONTINUE READINGOn 4 May the European Commission published a legislative text proposing changes to the current EMIR framework.
CONTINUE READINGFIA president and CEO Walt Lukken sent a letter to Congressional leaders today in support of H.R. 238, the Commodity End User Relief Act.
CONTINUE READINGFIA has submitted its response to ESMA’s Consultation Paper on “Guidelines on transaction reporting, reference data, order record keeping & clock synchronisation."
CONTINUE READINGOn 5 February 2016, the Hong Kong Securities and Futures Commission (“SFC”) and Hong Kong Monetary Authority (“HKMA”) published their joint consultation conclusions on proposals to introduce mandatory clearing and expand mandatory trade reporting for the second stage of the OTC derivatives regulatory regime.
CONTINUE READING
Key IssuesCapitalCCP Risk Commodities Cross-Border Digital Assets Diversity & Inclusion Operations and Execution Sustainable Finance All Advocacy |
News & ResourcesPress ReleasesFIA MarketVoice Webinars Podcasts Data Resources Documentation Training CCP Risk Review Hall of Fame |
AboutContact UsAbout FIA Governance Staff Directory Affiliates List of Members Membership Member Forums Careers |
EventsBocaL&C IDX Expo Asia FIA-SIFMA AMG Webinars Register as Speaker All Events |
---|---|---|---|
BrusselsOffice 502 |
LondonLevel 28 |
SingaporeOne Raffles Quay North Tower |
Washington, DC2001 K Street NW |