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Operations & Execution

To address the needs of the industry, FIA works closely with our members to develop industry-wide standards and solutions, build communities of information sharing and support and provide annual opportunities to assess systems and processes. 

Guidance

  • State Attorneys General

    The Trump administration's significant personnel and policy changes across the federal government's financial regulatory agencies have sparked a response from State regulatory and enforcement officials who possess significant sovereign authority independent of the federal government. Lawyers from WilmerHale explain how this shift could impact financial markets and CFTC registered entities.

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  • Trends in Extraterritorial Enforcement in Derivatives Markets

    Bracewell addresses issues covering CFTC/DOJ prosecution of Commodity Exchange Act Violations for Non-US Conduct and UK and EU developments.

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  • ETD Volume - June 2025

    Worldwide volume of exchange-traded derivatives reached 8.76 billion contracts in June. This was down 0.6% from May 2025 and down 48.5% from June 2024.

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  • Trends in ETD Trading Q2 2025

    FIA presents its quarterly review of volume and open interest on derivatives exchanges worldwide. This quarter we will look at the sharp decline in India's options market, the continued growth of interest rate futures and options in Europe and the US, and competition among exchanges in the energy sector.


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  • ETD Volume - June 2025

    Worldwide volume of exchange-traded derivatives reached 8.76 billion contracts in June. This was down 0.6% from May 2025 and down 48.5% from June 2024.

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  • EMIR 3.0 – ESMA final report on active account requirements

    EMIR 3.0 – On 19 June 2025, ESMA has issued its final report on the Regulatory Technical Standards (RTS) outlining the conditions for compliance with the active account requirement (AAR), pursuant to the European Market Infrastructure Regulation (EMIR) 3.0. The RTS have been submitted to the European Commission (EC) for endorsement and will subsequently undergo review by the European Parliament and the Council.

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About the Operations Americas Division

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    FIA Operations Americas promotes industry cooperation and the exchange of ideas among FIA members throughout the Americas. Five active committees meet on a regular basis: brokerage, clearing & trade management, deliveries, financial management and education & events. Membership in the Division is annual and supports the development of the operations community in the Americas.