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Advocacy

FIA advocates for open, transparent and competitive markets around the world. Our global advocacy team  works with regulators, policymakers, and the industry on the development and implementation of legislation and regulation through publications and filings.

FIA, FIA PTG, trade associations request extension of US Treasury clearing mandate
January 27, 2025 CONTINUE READING
FIA and FIA EPTA oppose FCA updated proposals on enforcement investigations
February 7, 2025 CONTINUE READING
FIA responds to ESMA consultation on MiFIR RTS 22 transaction data reporting
January 17, 2025 CONTINUE READING
FIA and EPTA submit response to FCA AI Input Zone consultation
January 31, 2025 CONTINUE READING

Publications & Filings

  • FIA and FIA EPTA oppose FCA updated proposals on enforcement investigations

    FIA and FIA European Principal Traders Association remain convinced that the Financial Conduct Authority's proposals, publicly referred to as ‘naming and shaming’, are not fit for purpose in UK wholesale markets.

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  • FIA responds to the FCA's discussion paper on the UK transaction reporting regime

    FIA submits response to the FCA's Discussion Paper on the UK transaction reporting regime setting out ways to improve the reporting regime by streamlining reporting requirements to improve data quality and reduce the compliance cost and burden on firms.

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  • FIA and EPTA submit response to FCA AI Input Zone consultation

    FIA and FIA EPTA have submitted a joint response to the FCA’s AI Input Zone consultation seeking stakeholder views on current and future uses of artificial intelligence in UK financial services, barriers to adopting AI applications, and the regulatory framework governing the use of AI within financial markets.

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  • FIA responds to ESMA consultation on conditions of the EMIR 3.0 active account requirement

    FIA has responded to ESMA’s consultation on conditions of the Active Account Requirement under EMIR 3.0. FIA strongly recommends the AAR approach follows the renewed ambitions of the EU competitiveness and burden-reduction agenda. The response notes that the proposed reporting requirements are contrary to the objectives of the European Commission in reducing the reporting burden and ensuring EU firms' competitiveness.

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