EPTA News
-
FIA EPTA comments on the Investment Firm Review (IFR) legislative proposal
FIA EPTA welcomes the European Commission’s legislative proposals for a Directive and a Regulation on the prudential supervision, and the prudential requirements, of investment firms.
CONTINUE READING -
FIA EPTA comments in reponse to the EC proposals for a new prudential regime for investment firms
Comments from Piebe Teeboom, Secretary General of FIA EPTA, representing 30 independent proprietary trading investment firms operating in Europe, on the European Commission proposals on the new Prudential Regime for Investment Firms.
CONTINUE READING -
FIA EPTA comments on EBA's preliminary recommendations for a new IF prudential regime
Letter to Didier Millerot (Head of Unit D2, DG FISMA) by FIA European Principal Traders Association (FIA EPTA) concerning the European Banking Authority’s (EBA) technical advice to the European Commission on a new prudential regime for investment firms.
CONTINUE READING -
FIA EPTA comments on the new Prudential Regime for Investment Firms
On the basis of Articles 508(2) and (3) of Regulation (EU) No 575/20131 (CRR) the European Commission is drafting a legislative proposal on a prudential regime for investment firms.
CONTINUE READING -
FIA EPTA response to ESMA consultation on the evaluation of the Short-selling Regulation
On 4 September 2017 FIA EPTA responded to the ESMA consultation on the evaluation for the Short-selling Regulation, in particular focusing on market making activities (MMA exemption).
CONTINUE READING -
FIA EPTA response to ESMA consultation on the evaluation of the Short-selling Regulation
On 4 September 2017 FIA EPTA responded to the ESMA consultation on the evaluation for the Short-selling Regulation, in particular focusing on market making activities (MMA exemption).
CONTINUE READING -
FIA EPTA response to LME Discussion Paper on Market Structure
FIA EPTA response to LME Discussion Paper on Market Structure
CONTINUE READING -
FIA EPTA position on the proposed regulation on the framework for recovery and resolution of CCPs
As end users of clearing services, FIA EPTA Members strongly support the European Commission’s objectives to ensure that both CCPs and regulators have effective tools available to mitigate the systemic risks that would emanate from a potential failure of a CCP.
CONTINUE READING -
Flash Crashes – time to stop knee-jerk blaming of HFT?
On the 6th May 2010, Wall Street experienced what quickly became known as the ‘Flash Crash’. On the 15th January 2015, the Swiss Franc experienced a similar event against the Euro. And in October 2016, there was a flash crash in sterling, following Britain’s vote to leave the EU. The recent events in the sterling market seemed like a good idea to look back at the post event analysis of previous ‘flash crashes’ and review the findings.
CONTINUE READING -
FIA EPTA response to the European Commission’s Review of the appropriate prudential treatment for investment firms
FIA European Principal Traders Association (FIA EPTA) submitted its response to the European Commission’s inception impact assessment on the Review of the appropriate prudential treatment for investment firms.
CONTINUE READING
