Customer Protection / Segregation
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FIA's Lukken testifies at Senate Hearing on MF Global and Peregrine Financial
Walt Lukken, president and chief executive officer of FIA, testified before the Senate Agriculture Committee today at a hearing on the failures of MF Global and Peregrine Financial Group.
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FIA submits MF Global Recommendations to Senate
In response to a request from the Senate Committee on Agriculture, FIA submitted a letter evaluating the current regulatory framework for the exchanged-traded derivatives markets established in the Commodity Exchange Act and our recommendations on changes that would create stronger, safer markets and provide customers with greater protections.
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FOA Response to FSA CP11/12 Financial Crime: A guide for firms
FOA Response to FSA CP11/12 Financial Crime: A guide for firms
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FIA statement on Passage of H.R. 4713
The Futures Industry Association today issued the following statement in response to the passage of H.R. 4713, The Wall Street Reform and Consumer Protection Act of 2009.
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FIA testifies before House Agriculture Subcommittee on CFTC reauthorization
FIA President John Damgard testified at a Sept. 26 hearing of the House Agriculture Subcommittee on General Farm Commodities and Risk Management on the reauthorization of the Commodity Futures Trading Commission.
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FIA Submits Comment Letter to the CFTC Supporting a Proposed Amendment to CFTC Rule 1.55(d)(1)
FIA submitted a comment letter to the CFTC supporting a proposed amendment to CFTC Rule 1.55(d)(1):
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