Customer Protection / Segregation
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End-Users Discuss Concerns at CFTC Roundtable
The Commodity Futures Trading Commission held a roundtable on April 3 to give energy companies, asset managers and other end-users a chance to vent their frustration with a number of Dodd-Frank requirements that affect their ability to use the futures and swaps markets.
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FIA issues updated guide to customer fund protections
FIA today issued an updated guide to the rules and regulations relating to customer fund protections in the U.S.
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FIA issues statement on H.R. 4413, CFTC Reauthorization Bill
FIA today issued the following statement in response to the House Agriculture Committee’s voice vote on H.R. 4413, a bill which reauthorizes the Commodity Futures Trading Commission through September 2018.
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FIA statement on CFTC customer protection rule
The Futures Industry Association today issued the following statement regarding the Commodity Futures Trading Commission’s final rule on customer protections:
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FOA Response to CP13/5: Review of the client assets regime for investment business
This response is submitted on behalf of the Futures and Options Association (FOA). The FOA is pleased to have the opportunity to respond to the FCA’s Consultation Paper CP13/5 – Review of the client assets regime for investment business and welcomes the FCA’s wholesale review of the client assets regime.
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FOA meeting with NCAs on segregation & portability
FOA meeting with NCAs on segregation & portability
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Presentation for FCA and BoE on EMIR Implementation: Segregation & Portability
Presentation for FCA and BoE on EMIR Implementation: Segregation & Portability
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Presentation for FCA and BoE on EMIR Implementation: Segregation & Portability
On 5 September the FOA gave a presentation for FCA and BoE on EMIR Implementation: Segregation & Portability.
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