Customer Protection / Segregation
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News Briefs June 2014
On April 3 James Giddens, the bankruptcy trustee overseeing the liquidation of MF Global Inc., announced a final distribution of assets he expects will fully satisfy all claims of former MF Global customers.
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FIA issues updated guide to customer fund protections
FIA today issued an updated guide to the rules and regulations relating to customer fund protections in the U.S.
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FIA issues statement on H.R. 4413, CFTC Reauthorization Bill
FIA today issued the following statement in response to the House Agriculture Committee’s voice vote on H.R. 4413, a bill which reauthorizes the Commodity Futures Trading Commission through September 2018.
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FIA statement on CFTC customer protection rule
The Futures Industry Association today issued the following statement regarding the Commodity Futures Trading Commission’s final rule on customer protections:
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FOA Response to CP13/5: Review of the client assets regime for investment business
This response is submitted on behalf of the Futures and Options Association (FOA). The FOA is pleased to have the opportunity to respond to the FCA’s Consultation Paper CP13/5 – Review of the client assets regime for investment business and welcomes the FCA’s wholesale review of the client assets regime.
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FOA meeting with NCAs on segregation & portability
FOA meeting with NCAs on segregation & portability
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Presentation for FCA and BoE on EMIR Implementation: Segregation & Portability
On 5 September the FOA gave a presentation for FCA and BoE on EMIR Implementation: Segregation & Portability.
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Presentation for FCA and BoE on EMIR Implementation: Segregation & Portability
Presentation for FCA and BoE on EMIR Implementation: Segregation & Portability
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