FIA has responded to the US Commodity Futures Trading Commission’s spot crypto listing initiative, which invites stakeholders to work with the Commission “on providing regulatory clarity on how to list spot crypto asset contracts on CFTC-regulated designated contract markets” using the Commission’s “existing authority” under the Commodity Exchange Act.
CONTINUE READINGIn a letter filed with the US Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) supported FINRA's proposal to extend Trade Reporting Facilities (TRFs) operating hours and align them with current Securities Information Processors (SIP) hours. FIA PTG urged the SEC to approve the Proposal and to require both the TRFs and SIPs to continue to remain aligned as they expand their hours to accommodate expanded market hours.
CONTINUE READINGThe Senate Banking Committee published its version of proposed legislation on market structure and digital assets and issued a request for information. FIA has responded with its views, including commentary on the role of the CFTC, the importance of market intermediaries, and other topics.
CONTINUE READINGToday the FIA Principal Traders Group (FIA PTG) provided written input to the US Securities and Exchange Commission (SEC) Crypto Task Force in response to their request for information.
CONTINUE READINGFIA has responded to the Montreal Exchange's consultation on its approved persons regime. Approved persons on TMX are essentially the individuals permitted to trade on the exchange.
CONTINUE READINGThe digital asset industry deserves and requires a proper regulatory framework that will keep these markets safe, innovative and growing. The US has an opportunity to lead in the global development of digital assets, but Congress must act quickly. Without this leadership, these markets will continue to expand overseas and outside of the reach of US influence.
CONTINUE READINGFIA submitted a comment letter to the SEC responding to FICC’s proposed default management and porting rules for its agent clearing service model.
CONTINUE READINGIn a letter filed with the US Securities and Exchange Commission, the FIA Principal Traders Group applauded FINRA for eliminating the harmful manual trade exception previously approved but never implemented, and encouraged FINRA to continue to improve the TRACE regime, including by shortening the reporting timeframe for all transactions.
CONTINUE READINGIn a letter filed with the Securities and Exchange Commission, the FIA Principal Traders Group said it supports the Commission's action to address spiralling Consolidated Audit Trail costs, promote accountability and fashion a reasonable governance framework for the CAT.
CONTINUE READINGFIA supports OCC’s proposal to use actual intraday positions for margining and urges reassessment of conservative add-ons like the Intraday Risk Charge post enhancement implementation.
CONTINUE READING
Key IssuesCapitalCCP Risk Commodities Cross-Border Digital Assets Diversity & Inclusion Operations and Execution Sustainable Finance All Advocacy |
News & ResourcesPress ReleasesFIA MarketVoice Webinars Podcasts Data Resources Documentation Training CCP Risk Review Hall of Fame |
AboutContact UsAbout FIA Governance Staff Directory Affiliates List of Members Membership Member Forums Careers |
EventsBocaL&C IDX Commodities Conference Expo Asia FIA-SIFMA AMG Webinars Register as Speaker All Events |
---|---|---|---|
BrusselsOffice 502 |
LondonLevel 28 |
SingaporeOne Raffles Quay North Tower |
Washington, DC2001 K Street NW |