Videos
-
FIA seeks clarity for FCMs clearing SEF block trades
FIA filed a comment letter with the CFTC responding to the agency’s proposed rulemaking on Swap Execution Facility Requirements and Real-Time Reporting Requirements.
CONTINUE READING -
Special derivatives insider trading considerations and risk reduction techniques during a pandemic
This webinar identified key concerns of regulators and prosecutors, with a special focus on the types of relationships and non-public information that may be most vulnerable to abuse —and most scrutinized by the authorities.
CONTINUE READING -
FIA Speaks Episode 11: CFTC Chairman Heath Tarbert
Episode 11 features Commodity Futures Trading Commission Chairman Heath Tarbert in a wide-ranging conversation with FIA President and CEO Walt Lukken.
CONTINUE READING -
FIA EPTA response to public consultation on the review of the MiFID II/MiFIR regulatory framework
FIA EPTA members consider that MiFID II has greatly strengthened European secondary markets operational resilience, which has been borne out in the recent COVID-19 crisis where EU financial markets have 2 continued to operate in an orderly fashion in spite of very significant volatility and trading volumes.
CONTINUE READING -
FIA and ISDA comment on possible reforms to the MiFID/MiFIR regulatory framework
FIA and ISDA (together the Associations) recently responded to the European Commission’s consultation paper on the review of the regulatory framework for investment firms and market operators under the MiFID II/R.
CONTINUE READING -
Block trades on CME Group exchanges during the COVID-19 pandemic
A block trade rule and guidance refresher and including insights into how CME Group Market Regulation is regulating block trades during the COVID-19 pandemic.
CONTINUE READING -
Overview of the Master Regulatory Reporting Agreement – derivatives reporting under EMIR
This webinar provides an overview of the structure and functioning of the Master Regulatory Reporting Agreement (MRRA) that five industry associations co-published in December 2019 with the intention to simplify reporting arrangements across different EU regulatory regimes.
CONTINUE READING -
FIA commends and offers refinements to CFTC’s proposed position limits rule
FIA today commends the CFTC for proposing a workable and flexible rule on speculative position limits for derivatives.
CONTINUE READING -
FIA discusses climate-related risk to FIA members, derivatives industry
FIA submitted comments to the CFTC's Market Risk Advisory Committee Climate Subcommittee on the challenges and issues related to climate change.
CONTINUE READING -
AIMA, FIA EPTA, MFA and WFE issue a letter on short-sale bans in the European Union
The Alternative Investment Management Association (“AIMA”), FIA European Principal Traders Association (“FIA EPTA”), Managed Funds Association (“MFA”) and the World Federation of Exchanges (“WFE”) issued a letter to express our concern that current restrictions on short selling are hurting markets, disadvantaging investors and undermining the longer-term goal of building a Capital Markets Union.
CONTINUE READING
