Videos
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Beyond Spoofing: What’s Next for CFTC and DOJ Enforcement
A new CFTC Chair, four new CFTC Commissioners, and new senior leadership at the Department of Justice are not likely to change the ongoing cooperation between the CFTC and DOJ. Instead, cooperation will continue and likely increase during the Biden Administration. This panel discussed what that continued cooperation means for the financial derivatives markets and what are the likely areas of focus going forward.
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FIA PTG responds to CFTC Request for Comment on FTX Request
In a letter filed today, the FIA Principal Traders Group (FIA PTG) responded to the Commodity Futures Trading Commission's (CFTC) Request for Comment on the FTX Request for Amended DCO Registration Order.
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FIA joins response to FSB and CPMI-IOSCO on CCP recovery and resolution
FIA, along with the International Swaps and Derivatives Association and the Institute of International Finance have commented on CCP recovery and resolution issues in response to a consultation paper published by the Financial Stability Board, the Committee on Payments and Market Infrastructures of the Bank for International Settlements and the International Organization of Securities Commissions.
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FIA EPTA response to the ESMA Consultation Paper on ESMA’s Opinion on the trading venue perimeter
FIA EPTA appreciates the opportunity to provide feedback to the European Securities and Markets Authority (ESMA) on the consultation on ESMA’s Opinion on the trading venue perimeter. FIA EPTA considers that ESMA’s approach to defining multilateral systems is overly broad and risks creating further confusion and inconsistencies in the application of MiFID II across the Union.
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FIA PTG responds to SEC short sale marking proposal
In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) raised concerns with the proposed short sale marking rulemaking.
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FIA PTG responds to SEC proposed expansion of Reg ATS to Government Securities ATSs
In a letter filed today with the Securities and Exchange Commission (SEC), the FIA Principal Traders Group (FIA PTG) again supported the SEC's efforts to increase transparency, access and the resiliency of the Government Securities marketplace by eliminating the exemption of Government Securities alternative trading systems (ATSs) from compliance with Regulation ATS.
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Q1 2022 Trends in Futures and Options Trading
In this webinar, speakers highlight the main trends in trading activity in Q1 2022 in the global exchange-traded derivatives markets, with category and regional breakdowns as well as exchange and contract rankings.
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Industry Trends: The Future of Digital Assets and Sustainability
Over the past two years, the Asia-Pacific region has been significantly impacted by the global pandemic. This has led to several innovative solutions and products to maintain the growth trajectory in the region over the past decade.
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ETD Volume - March 2022
Worldwide volume of exchange-traded derivatives reached 6.85 billion contracts in the month of March, the highest monthly total ever recorded.
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FIA thanks Commissioner Stump for service at CFTC
Washington, DC—FIA President and CEO Walt Lukken made the following statement about the departure of Commissioner Dawn Stump from the US Commodity Futures Trading Commission.
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