The FIA on July 28 submitted a comment letter to the Commodity Futures Trading Commission and the Securities and Exchange Commission expressing its views on certain regulatory initiatives recommended by a joint advisory committee established by the two agencies in response to the market events of May 2010, also known as the “flash crash.”
CONTINUE READINGThis webinar will discuss the recently released FIA-ISDA Cleared Derivatives Execution Agreement--a template that can be used by participants in the cleared swaps markets in negotiating execution-related agreements with counterparties to over-the-counter derivatives that are intended to be cleared.
CONTINUE READINGFIA President John Damgard provided members of the Senate Agriculture Committee with the FIA perspective on the implementation of the Dodd-Frank Act at a hearing on June 15.
CONTINUE READINGFOA Response to Change to guidance: reporting of on exchange derivative transactions conducted through exchange platforms
CONTINUE READINGFOA response to consultation on Financial Sector Taxation
CONTINUE READINGFOA Response to DP11/1: Product Intervention
CONTINUE READINGFOA Response to A new approach to regulation: building a stronger system (Cm8012)
CONTINUE READINGPosition limits for derivatives (RIN 3038-AD15 and 3038-AD16)
CONTINUE READINGFOA Response to CP11/4: The Client Money and Asset Return (CMAR): Operational Implementation
CONTINUE READINGFor more than four decades, Jerrold Salzman has served as a leading expert in the laws and regulations that impact our industry and as a leader in the derivatives bar.
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