FIA's e-Trading Working Group has produced a Due Diligence Questionnaire for IT Outsourcing and Procurement which aims to provide a standard form for firms to request information from their vendors as part of MiFID II regulatory requirements.
CONTINUE READINGFIA, along with the FIA Principal Traders Group (FIA PTG), expressed grave concerns regarding a critically important provision in the CFTC’s proposed supplement to its draft rules on automated trading.
CONTINUE READINGAt FIA Expo 2016, CFTC Commissioner Christopher Giancarlo discusses his concerns with the source code requirements in the CFTC's proposed Reg AT.
CONTINUE READINGFIA President and CEO Walt Lukken spoke with Jim Kharouf of John Lothian News about FIA's priority issues for the rest of 2016.
CONTINUE READINGOn behalf of FIA, Greg Wood testified before the House Agriculture Committee today at a hearing to examine the Commodity Futures Trading Commission (CFTC) proposed rule to regulate automated trading (Reg AT).
CONTINUE READINGWashington, D.C.— The FIA, FIA Principal Traders Group (FIA PTG), International Swaps and Derivatives Association, Inc. (ISDA), Managed Funds Association (MFA), and SIFMA’s Asset Management Group (SIFMA AMG) sent a joint letter to the Commodity Futures Trading Commission (CFTC) in response to the reopened comment period on its proposed rule on regulation automated trading (Reg AT).
CONTINUE READINGWashington, D.C.—The FIA Principal Traders Group released a statement following the CFTC’s open meeting today to discuss the proposed rule on automated trading.
CONTINUE READINGFIA Operations Americas has published a guide to the administration of exchange and clearing transaction fees charged by U.S. futures exchanges.
CONTINUE READINGFIA has commented on the third set of draft Exchange Rules published by the Shanghai International Energy Exchange (INE).
CONTINUE READINGThe U.S. Department of Labor’s proposed re-definition of the term “fiduciary” in the Employee Retirement Income Security Act of 1974 (ERISA) is so broad that it could be interpreted to capture services provided by futures commission merchants and prevent them from executing trades for pension plans, FIA said in a July 21 letter.
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