FIA and Singapore Exchange (SGX) have partnered to design an online course to help market participants understand and comply with key trading rules of the exchange. The course consists of five sections. Each section provides an overview of trading behavior as well as insight on ways to examine potential trading misconduct and incorporate the guidelines into your risk management programs. Learners can be assigned all sections of the course or a specific group of topics.
Topics include:
Spoofing
- Spoofing Case Study
Wash Trading
- Self-Trade Prevention
Momentum Ignition
Order Management during Opening Routine
Regulatory Guidance on Other Key Trading & Clearing Rules
- Negotiated Large Trades
- Error Trades
- Position Transfers
- Position Limits & Accountability
- Margins
Assessment
Course Duration: Approximately 50 minutes
Recognition: To help learners acquire Continuing Professional Development hours, SGX has applied for The Institute of Banking & Finance (IBF) recognition. Anyone seeking IBF recognition must take the entire course, including the Assessment.
Rates
FIA Training offers multiple options for either individuals or companies to purchase and access the courses. FIA members enjoy discounted rates. Volume discounts are available for bulk purchases.
Individual
Individual learners can access FIA Training courses on a fee per course basis.
FIA Member $60.00
Non-Member $80.00
Corporate
FIA Training courses are available to companies who would like to take advantage of volume discounts to enroll their staff in our courses. The Corporate Administrator provides a list of individuals within the company who will be taking the course (learners). The FIA administrator will contact each user with a password to access the course. The Corporate Administrator can receive regular reports on who has completed the course from the FIA Administrator. Prices are specific to each course.
|
# of Learners Enrolling |
FIA Member |
Non-Member |
FIA Member |
Non-Member |
|
15 users or less |
$60.00 |
$80.00 |
$15.00 |
$20.00 |
|
16-49 users |
$55.00 |
$75.00 |
$13.75 |
$18.75 |
|
50-99 users |
$50.00 |
$70.00 |
$12.50 |
$17.50 |
|
100+ users |
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