Trade Surveillance & Regulatory Guidance for the Singapore Exchange

an FIA Training Course

FIA and Singapore Exchange (SGX) have partnered to design an online course to help market participants understand and comply with key trading rules of the exchange. The course consists of five sections. Each section provides an overview of trading behavior as well as insight on ways to examine potential trading misconduct and incorporate the guidelines into your risk management programs. Learners can be assigned all sections of the course or a specific group of topics. 

Topics include:


  • Spoofing Case Study

Wash Trading

  • Self-Trade Prevention

Momentum Ignition

Order Management during Opening Routine

Regulatory Guidance on Other Key Trading & Clearing Rules

  • Negotiated Large Trades
  • Error Trades
  • Position Transfers
  • Position Limits & Accountability
  • Margins


Course Duration: 60-90 minutes

Recognition: The SGX course is accredited by the Institute of Banking and Finance  (IBF) and appointed representatives who complete the course and pass the assessment can count 1.5 training hours towards their Core Continuing Professional Development (CPD) Hours.


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FIA Training offers multiple options for either individuals or companies to purchase and access the courses.  FIA members enjoy discounted rates.  Volume discounts are available for bulk purchases. 


Individual learners can access FIA Training courses on a fee per course basis.

FIA Member $60.00

Non-Member $80.00


FIA Training courses are available to companies who would like to take advantage of volume discounts to enroll their staff in our courses. The Corporate Administrator provides a list of individuals within the company who will be taking the course (learners). The FIA administrator will contact each user with a password to access the course. The Corporate Administrator can receive regular reports on who has completed the course from the FIA Administrator. Prices are specific to each course.


# of Learners Enrolling

FIA Member
(per course)

(per course)

FIA Member
(per module)

(per module)

15 users or less





16-49 users





50-99 users





100+ users

Contact FIA for pricing

Fill out this form to learn more about purchase options.

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