30 January 2020
CFTC and SRO enforcement trends: the year in review
CONTINUE READING
Jun08
Virtual • 10:15 AM ET Daily
Asset Management Derivatives Forum 2021
Learn More
Feb13
Learn More • 10:00 AM
CCO annual reports: what you need to know
Learn More
22 January 2020
FIA seeks clarity from the CFTC on permissible market practices for margining separate accounts
CONTINUE READING
8 January 2020
FIA files response with ESMA on the review of MiFID II position limits
CONTINUE READING
Feb11
London, United Kingdom • 8:30 AM London
Compliance & Regulation Forum: Fintech & Digital Assets
Learn More
2 January 2020
FIA’s commodities members support CFTC move to delay swaps margin requirements
CONTINUE READING
