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FIA responds to SEBI consultation paper on safeguarding clients’ funds placed with stock brokers/clearing members
FIA has expressed concern that the proposed requirements could have negative effects on the timing and operational complexity of returning funds to clients, hindering CMs' ability to dynamically meet the needs of their clients.
CONTINUE READINGFIA and FIA Tech release guidelines for the simplified execution source code
Today, FIA together with affiliate FIA Tech, announced new technical guidelines for firms to properly identify the correct brokerage when executing and clearing exchange traded derivatives.
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