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Nasdaq sponsoring FIA’s Innovators Pavilion
FIA announced that the second annual Innovators Pavilion will be sponsored by Nasdaq, with additional support from FinTEx Chicago, FinTech Sandbox and Hyde Park Angels.
CONTINUE READINGFIA PTG opposes proposed changes to NYSE MKT's CUBE auction fees
FIA PTG filed a comment letter with the Securities and Exchange Commission (SEC) today opposing NYSE MKT's proposed changes to CUBE auction fees. The SEC suspended the rule change and requested public comment on the proposed changes, noting concerns "about the potential effect the proposal may have on the operation of the CUBE Auction and its potential to provide price improvement to customers, as well as on competition among participants initiating CUBE Auctions and those responding to them."
CONTINUE READINGFIA PTG responds to CFTC Swap Dealer De Minimis Exception Final Staff Report
FIA PTG issued a statement in response to the Commodity Futures Trading Commission‘s release of a Final Staff Report on the Swap Dealer De Minimis Exception.
CONTINUE READINGAlert: CPMI-IOSCO and FSB Propose Guidance on CCP Resilience, Recovery and Resolution
On Aug. 16, three high-level groups of regulators issued a coordinated package of reports aimed at strengthening the safety and resiliency of derivatives clearinghouses worldwide. The reports review current risk management practices and recovery planning, identify several areas where current practices need strengthening, and seek feedback on proposed guidelines for the implementation of global standards for clearinghouse resilience, recovery and resolution.
CONTINUE READINGFIA Operations Americas Division - Scholarship Announcement 2016
FIA Operations Americas Division is pleased to announce the winners of our 2016 Scholarship Program.
CONTINUE READINGFIA announces 18 companies selected for Innovators Pavilion
Today FIA announced that 18 companies have been chosen to exhibit in the Innovators Pavilion at the Futures and Options Expo in Chicago on Oct. 18-20. Innovators Pavilion showcases startup companies providing forward-thinking solutions for the futures, options and cleared swaps industry.
CONTINUE READINGFIA PTG comments in support of SEC Disclosure of Order Handling Information Proposal
FIA PTG responded to the SEC's proposed rule on Disclosure of Order Handling Information. The rule would require broker-dealers to disclose additional information to customers about the handling of institutional orders. Additionally, the SEC is proposing to enhance current retail order disclosures.
CONTINUE READINGFIA announces finalists in fintech innovator competition
FIA announced five finalists for the Meet the Innovators competition at the Futures and Options Expo in Chicago on Oct. 18-20. The five companies were chosen from a pool of 18 fintech startup companies that will be featured at the Innovators Pavilion, a showcase for forward-thinking solutions for the futures, options and cleared swaps industry.
CONTINUE READINGFIA PTG: Speed bumps are fundamentally incompatible with Reg NMS
FIA PTG submitted a comment letter to the Securities and Exchange Commission (SEC) today in response to a proposal from the Chicago Stock Exchange, Inc. (CHX) to introduce a new type of speed bump, the Liquidity Taking Access Delay (LTAD).
CONTINUE READINGSpecial Report: CFTC advisory committee recommends improvements to clearinghouse default management procedures
On Nov. 17, the Commodity Futures Trading Commission's Market Risk Advisory Committee approved a set of recommendations for improving the methods that clearinghouses use to manage the default of a clearing member.
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