A practical application of U.S. derivatives regulations that serves as desk reference and a study manual for the regulation portion for the Series 3 exam, and the Series 32 exam for current professionals of the UK & Canada who must meet U.S. proficiency requirements.
CONTINUE READINGA "must read" for prospective and new participants in the derivatives industry as well as market regulators and other stakeholders who must build market knowledge. It serves as a valuable educational resource for the aspiring professional — whether from the buy or sell-side — and as a basic component in any personal finance library.
CONTINUE READINGEstablished in 2008 as a platform for currency derivatives, MSE has evolved into a multi-asset exchange offering equity cash, equity derivatives and currency derivatives, anchored by its flagship benchmark index, the SX40. Backed by a diverse mix of institutional shareholders and strategic market participants, MSE combines product innovation and technology-first infrastructure with the credibility of established capital market partners, offering an alternative in India’s dynamic exchange ecosystem.
CONTINUE READINGFIA today announced the winners of its annual pitch competition for startups at the FIA Expo. The pitch competition is part of FIA’s Innovators Pavilion, a platform for introducing startups to trading firms, clearing brokers, exchanges and other firms active in the global derivatives markets.
CONTINUE READINGWalt Lukken sat down with futures industry legend and FIA Hall of Fame member Dr. Richard Sandor to discuss his new book, Carbon Hunters. They discussed how Richard found his start in the industry, his influence over the years, why he's interested in environmental markets, and wrap up with a discussion on his and his wife's passion for collecting art.
CONTINUE READINGOpening remarks of Walt Lukken, President and CEO of FIA, at the 2025 Futures & Options Expo in Chicago. As prepared for delivery.
CONTINUE READINGFIA's response to the BoE on CCP resilience advocates against financial incentives for porting and recommends enhancements to margin models in UK EMIR.
CONTINUE READINGWorldwide volume of exchange-traded derivatives reached 11.77 billion contracts in October. This increased 7.4% from September 2025 but decreased 43.1% from October 2024.
CONTINUE READINGThe total amount of customer funds in futures accounts at US FCMs reached a record $401.7 billion in August, up 1.1% from the previous month and up 19.5% over the last 12 months. The number of FCMs holding customer funds in futures accounts was recorded at 50 in August, same as a year ago but down from 53 five years ago.
CONTINUE READINGPanellists at FIA Expo say technology is proven, but clearinghouses need firm regulatory guidance to treat tokenised assets as equivalent to underlying securities.
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