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Position limits for derivatives (RIN 3038-AD15 and 3038-AD16)
Position limits for derivatives (RIN 3038-AD15 and 3038-AD16)
CONTINUE READINGPresentation to ESMA on trade reporting obligations under EMIR
Presentation to ESMA on Trade Reporting Obligations Under EMIR
CONTINUE READINGPresentation for FCA and BoE on EMIR Implementation: Segregation & Portability
Presentation for FCA and BoE on EMIR Implementation: Segregation & Portability
CONTINUE READINGRequest for Confirmation of Rule Interpretations with Respect to CFTC Rule 1.73
Request for Confirmation of Rule Interpretations with Respect to CFTC Rule 1.73
CONTINUE READINGRequest for no-action relief from compliance with certain requirements of CFTC regulation 3.3 relating to the form and content of the annual report
Request for no-action relief from compliance with certain requirements of CFTC regulation 3.3 relating to the form and content of the annual report
CONTINUE READINGResponse to EU Parliament and Council proposal on regulation of benchmarks
Response to EU Parliament and Council proposal on regulation of benchmarks
CONTINUE READINGResponse to Proposed Amendment to CFTC Large Trade Reporting Rules
Response to Proposed Amendment to CFTC Large Trade Reporting Rules
CONTINUE READINGSIFMA FIA FSR Comment on CFTC Staff Advisory
SIFMA FIA FSR Comment on CFTC Staff Advisory
CONTINUE READING