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FIA EPTA response to the EBA Discussion Paper on designing a new prudential regime for investment firms
On 2 February, FIA EPTA submitted a response on behalf of its 29 members to the European Banking Authority's (EBA) Discussion Paper on designing a new prudential regime for investment firms.
CONTINUE READINGFIA comments on Brexit transitional arrangements
FIA submitted comments to the UK Parliament’s Treasury Select Committee consultation on transitional arrangements in relation to Brexit.
CONTINUE READINGCFTC reporting rules
The FIA Law & Compliance webinar series kicks off in the new year on January 26, with presenters from Jones Day covering the CFTC's reporting rules across products.
CONTINUE READINGLukken requests comprehensive review of all financial reform regulation
FIA President and CEO Walt Lukken sent an open letter to President Trump and key congressional and regulatory leaders calling for a comprehensive review of all U.S. financial reform regulation.
CONTINUE READINGFIA welcomes Myriam Condon as Vice President of Member Services and Business Development
FIA is pleased to announce the appointment of Myriam Condon as Vice President Member Services and Business Development.
CONTINUE READINGFIA supports House bill reauthorizing CFTC
FIA president and CEO Walt Lukken sent a letter to Congressional leaders today in support of H.R. 238, the Commodity End User Relief Act.
CONTINUE READINGFIA publishes due diligence questionnaire for IT outsourcing and procurement
FIA's e-Trading Working Group has produced a Due Diligence Questionnaire for IT Outsourcing and Procurement which aims to provide a standard form for firms to request information from their vendors as part of MiFID II regulatory requirements.
CONTINUE READINGFIA publishes due diligence questionnaire for IT outsourcing and procurement
FIA's e-Trading Working Group has produced a Due Diligence Questionnaire for IT Outsourcing and Procurement which aims to provide a standard form for firms to request information from their vendors as part of MiFID II regulatory requirements.
CONTINUE READINGFIA submits joint response to ESMA consultation on package orders
FIA and ISDA have submitted a joint response to ESMA's consultation on 'Draft RTS on package orders for which there is a liquid market'.
CONTINUE READINGBasel Committee delays meeting on capital requirements proposals
Today the Group of Central Bank Governors and Heads of Supervision (GHOS) of the Basel Committee on Banking Supervision announced a delay in their planned January meeting to review the latest package of proposals on capital requirements.
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