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FIA EPTA response to the EBA Consultation Paper on the Draft Guidelines on common procedures and methodologies for the SREP under IFD
FIA EPTA welcomes the opportunity to respond to the EBA Consultation Paper on the Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD. FIA EPTA members believe that the overarching principle of proportionality, which stems from the Level 1 legislation, should be applied across all topics covered in the Draft Guidelines and the elaboration of that principle in the regulation should be guaranteed.
CONTINUE READINGExchange Briefing: Cboe Europe Derivatives and EuroCCP
In this briefing, CEDX provides an update on their progress to date and their roadmap for 2022. EuroCCP, wholly-owned by Cboe since July 2020, is CEDX’s clearing provider. Find background information on CEDX here.
CONTINUE READINGFIA responds to HMT Financial Services Future Regulatory Framework Review: Bank of England regulation of CCPs and CSDs
FIA recently submitted its response to HM Treasury's central counterparties and central securities depositories reform proposals under the Financial Services Future Regulatory Framework Review.
CONTINUE READINGSharon Bowen
Sharon Bowen was the first African-American commissioner appointed to the US Commodity Futures Trading Commission, serving from 2014 to 2017.
CONTINUE READINGRon Filler
Ronald Filler is a former law professor and director of the Financial Services Law Institute at New York Law School (NYLS).
CONTINUE READINGSummary: Securities Financing Transaction Regulation
The Securities Financing Transaction Regulation (SFTR) text is currently under review by the European Council and Parliament. It is expected to be approved on 27 October 2015 and come into force six months after this date.
CONTINUE READINGArthur Hahn
Arthur Hahn served as global co-chair of the Financial Services practice at Katten Muchin Rosenman with a career spanning 37 years at the firm.
CONTINUE READINGChuck Hohman
Charles G. (Chuck) Hohman’s career at BMO Harris Bank spanned 37 years, until his retirement in 2009.
CONTINUE READINGBlythe Masters
Blythe Masters is a founding partner at sector specialist investment platform Motive Partners.
CONTINUE READINGJoanne Medero
Joanne Medero has more than 30 years of financial services experience and most recently, from December 2009 until her retirement in July 2020, was a managing director in the Government Relations and Public Policy Group at BlackRock.
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