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The benefit of futures markets
Thomas Erickson of Cargill discusses how futures markets can help end-users manage their risks.
CONTINUE READINGFIA PTG Supports Market Data Petition
FIA PTG submitted a letter to the SEC today in support of the Managed Funds Association (MFA) - Alternative Investment Management Association (AIMA) Petition for Rulemaking Regarding Market Data Fees and Request for Guidance on Market Data Licensing Practices; Investor Access to Market Data.
CONTINUE READINGFIA PTG proposes actionable reforms to U.S. equity market structure
In a paper released today, the FIA Principal Traders Group recommends practical reforms to SEC Regulation NMS.
CONTINUE READINGFIA PTG raises concerns with data collection in proposed Transaction Fee Pilot
FIA PTG sent a comment letter to the SEC today detailing concerns with the Transaction Fee Pilot for National Market System stocks.
CONTINUE READINGFIA responds to UK algo trading consultation
FIA, along with the Association for Financial Markets in Europe and UK Finance, submitted comments about algorithmic trading policies to the Bank of England’s Prudential Regulatory Authority on May 4, in response to a recent consultation paper prior to issuance of a supervisory statement.
CONTINUE READINGFIA comments on CFTC definition of "actual delivery" with virtual currencies
On March 20, FIA submitted a letter to the Commodity Futures Trading Commission responding to the CFTC's proposed interpretation of how its rules apply to retail trading in bitcoin and other virtual currencies.
CONTINUE READINGFIA PTG releases analysis and recommendations on market liquidity
As part of a continuing effort to foster a productive, data-driven discussion about the nature of liquidity and liquidity provision, FIA PTG has released a white paper on Liquidity in Today’s Markets.
CONTINUE READINGBest Execution Guidance
The FOA has issued guidance on the application of the best execution requirements under the FSA rules implementing MiFID in the UK.
CONTINUE READINGFIA PTG comments on Consolidated Audit Trail fees
FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail (CAT).
CONTINUE READINGFIA PTG lists concerns with CAT fee structure
FIA PTG submitted a second comment letter to the SEC on the proposed fee structure for the Consolidated Audit Trail (CAT). The letter is in response to an SEC call for industry input on the proposed fees.
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