Search
Showing 4392 results
FIA PTG raises concerns with data collection in proposed Transaction Fee Pilot
FIA PTG sent a comment letter to the SEC today detailing concerns with the Transaction Fee Pilot for National Market System stocks.
CONTINUE READINGFIA responds to UK algo trading consultation
FIA, along with the Association for Financial Markets in Europe and UK Finance, submitted comments about algorithmic trading policies to the Bank of England’s Prudential Regulatory Authority on May 4, in response to a recent consultation paper prior to issuance of a supervisory statement.
CONTINUE READINGFIA comments on CFTC definition of "actual delivery" with virtual currencies
On March 20, FIA submitted a letter to the Commodity Futures Trading Commission responding to the CFTC's proposed interpretation of how its rules apply to retail trading in bitcoin and other virtual currencies.
CONTINUE READINGFIA PTG releases analysis and recommendations on market liquidity
As part of a continuing effort to foster a productive, data-driven discussion about the nature of liquidity and liquidity provision, FIA PTG has released a white paper on Liquidity in Today’s Markets.
CONTINUE READINGBest Execution Guidance
The FOA has issued guidance on the application of the best execution requirements under the FSA rules implementing MiFID in the UK.
CONTINUE READINGFIA PTG comments on Consolidated Audit Trail fees
FIA PTG submitted a letter today in support of comments by the Securities Industry and Financial Markets Association (SIFMA) on proposed fees for industry members for the Consolidated Audit Trail (CAT).
CONTINUE READINGFIA PTG lists concerns with CAT fee structure
FIA PTG submitted a second comment letter to the SEC on the proposed fee structure for the Consolidated Audit Trail (CAT). The letter is in response to an SEC call for industry input on the proposed fees.
CONTINUE READINGFIA PTG raises cybersecurity concerns with CAT
FIA PTG sent comments to the SEC today raising concerns with the consolidated audit trail (CAT) reporting requirement set to start on November 15, 2017.
CONTINUE READINGFIA PTG: CAT pricing amendments don't fully address problems
FIA PTG sent a comment letter to the SEC today raising concerns with amendments to the previously proposed fee schedule rule changes filed by the Self-Regulatory Organizations (SROs) that are the Plan Participants to the Consolidated Audit Trail (CAT).
CONTINUE READINGMiFID II External Resources for FIA PTG Firms
In addition to the documents, webinars, and guidance provided by FIA, FIA PTG is collecting external resources for member firms working to implement MiFID II.
CONTINUE READING