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Response by the FIA European Principal Traders Association to the EBA Consultation Paper on draft RTS on revised identified staff for remuneration purposes
Principal Trading Firms are relatively small, non-complex firms with flat organization structures. Importantly, our members trade for own account and risk only, and do not hold or manage client assets or money or take deposits.
CONTINUE READINGBroadridge teams with Singapore fintech to reduce trade reconciliation inefficiencies
Partnership with Tookitaki leverages machine learning to bring greater efficiency to the middle and back office
CONTINUE READINGESG derivatives follow different paths amid strong investor demand
As interest grows, different indexes calculate environmental, social and governance criteria in different ways
CONTINUE READINGFIA PTG comments further on proposed swap dealer capital requirements
In a letter submitted to the CFTC today, FIA PTG welcomed the finalization of the capital requirements for Swap Dealers with the following suggested modifications for non-bank Swap Dealers:
CONTINUE READINGMessage traffic skyrockets in U.S. equity options markets
The week ending Feb. 28 was exceptionally busy for U.S. equity options exchanges. Uncertainty about the impact of the coronavirus on the global economy triggered a large and rapid sell-off in the stock market, and the trading of options on equity indices and individual stocks exploded.
CONTINUE READINGFIA seeks clarity from the CFTC on permissible market practices for margining separate accounts
FIA formally petitioned the Commodity Futures Trading Commission (CFTC) to amend its rules to clarify the margin treatment of separate customer accounts.
CONTINUE READINGAFME, FIA, ICMA, ISDA and ISLA publish Master Regulatory Reporting Agreement
The Association of Financial Markets in Europe (AFME), Futures Industry Association (FIA), International Capital Market Association (ICMA), International Swaps and Derivatives Association, Inc. (ISDA) and International Securities Lending Association (ISLA) have published a new agreement intended to simplify reporting across different European Union regulatory regimes.
CONTINUE READINGPeople News - February/March 2020
Appointments, promotions and other people news in the derivatives industry
CONTINUE READINGPeople News - February/March 2020
Appointments, promotions and other people news in the derivatives industry
CONTINUE READINGFIA PTG again opposes Cboe EDGA proposal to introduce liquidity provider protection
In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) again urged the SEC not to approve EDGA’s proposal to introduce an asymmetric speed bump.
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