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Resources

FIA works closely with member firms to develop industry-standard agreements and other documentation that all market participants can use to support their trading and clearing functions as well as ensure regulatory compliance in different jurisdictions.

FIA’s US Documentation Library contains a wide range of guidance documents and template agreements and disclosures. These include standard give-up agreements, client clearing and execution agreements, risk disclosure statements and a number of exchange-specific agreements.

FIA’s CCP Risk Review™ summarizes the rules and procedures of CCPs worldwide. Written in practical, comparative terms and incorporating key implications of applicable law where relevant, the FIA CCP Risk Review assists market participants and regulators in scrutinizing and understanding the risks relating to CCPs, for both clearing members and clients.

FIA’s European Documentation Library puts valuable legal opinions and client terms of business at your fingertips. This documentation helps you meet regulatory requirements and/or common commercial objectives such as facilitating commercial dealings or addressing areas of capital or risk.

Documentation News

  • FIA forum focuses on transition to sustainable finance

    FIA forum focuses on transition to sustainable finance

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  • Remarks of FIA President and CEO Walt Lukken at IDX 2019

    FIA’s President and CEO Walt Lukken today gave opening remarks at FIA’s International Derivatives Expo.

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  • U.S. banking regulators accelerate changes to capital treatment of derivatives

    Amendments take effect immediately and are intended to "improve market liquidity"

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  • INFOGRAPHIC: FIA Innovator Market Map

    This infographic illustrates which firms have participated in the Innovators Pavilion, organized by the type of solution they are offering.

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  • U.S. Congress advances $2.2 trillion in COVID-19 relief

    Relief package is largest in U.S. history and includes loan provisions to assist financial service firms

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  • Broadridge teams with Singapore fintech to reduce trade reconciliation inefficiencies

    Partnership with Tookitaki leverages machine learning to bring greater efficiency to the middle and back office

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