Market Structure
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FIA Webinar: The CFTC's Approach to Cross-Border Trading: Understanding the July 13 Exemptive Order and Its Impact on Swap Dealers and Their Customers
FIA hosted this 60-minute webinar on the Commodity Futures Trading Commission's approach to regulation of cross-border trading.
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Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
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FIA PTG and FIA EPTA File Joint Response to IOSCO Consultation Report on Technological Challenges to Effective Market Surveillance Issues and Regulatory Tools
The FIA Principal Traders Group and the FIA European Principal Traders Association filed a joint response to a consultation report issued by the International Organization of Securities Commissions regarding technological challenges to market surveillance. The associations agreed that surveillance tools need to change as markets become highly automated, emphasized that IOSCO should clearly distinguish between market abuse, which is illegal, and market disruptions, and provided several specific suggestions for improving market surveillance, such as enhancing and standardizing audit trails.
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FIA’s Lukken testifies before the House Agriculture Committee
On July 25, the House Agriculture Committee held a hearing to examine the recent failures of MF Global and Peregrine Financial and the implementation of Dodd-Frank.
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FIA Backs Audit Trail for Securities
The FIA submitted a letter to the Securities and Exchange Commission on Feb. 22 commenting on the SEC’s consolidated audit trail proposal.
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FOA Letter to BIS on Capital Charges on CCP Exposure
FOA Letter to BIS on Capital Charges on CCP Exposure
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