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Market Structure archive

July 31, 2013 • FIA, Cross Border
FIA Webinar: The CFTC's Approach to Cross-Border Trading: Understanding the July 13 Exemptive Order and Its Impact on Swap Dealers and Their Customers

FIA hosted this 60-minute webinar on the Commodity Futures Trading Commission's approach to regulation of cross-border trading.
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March 19, 2013 • FIA, Cross Border, Audio
Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition

Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition
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July 26, 2012 • FIA, Cross Border, Emerging Technology & Products, Recordkeeping and reporting, Swaps
FIA’s Lukken testifies before the House Agriculture Committee

On July 25, the House Agriculture Committee held a hearing to examine the recent failures of MF Global and Peregrine Financial and the implementation of Dodd-Frank.
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February 22, 2012 • FIA, Equities, Market Structure, Trading
FIA Backs Audit Trail for Securities

The FIA submitted a letter to the Securities and Exchange Commission on Feb. 22 commenting on the SEC’s consolidated audit trail proposal.
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September 29, 2011 • FIA, Capital, Clearing, Cross Border, Audio, Position Papers
FOA Letter to BIS on Capital Charges on CCP Exposure

FOA Letter to BIS on Capital Charges on CCP Exposure
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Market Structure archive

FIA Webinar: The CFTC's Approach to Cross-Border Trading: Understanding the July 13 Exemptive Order and Its Impact on Swap Dealers and Their Customers

Letter to the Financial Times calling for IOSCO to take forward the dialogue on mutual regulatory recognition

FIA’s Lukken testifies before the House Agriculture Committee

FIA Backs Audit Trail for Securities

FOA Letter to BIS on Capital Charges on CCP Exposure