February 12, 2021
• PTG, FIA Principal Traders Group, Equity Market Structure, Recordkeeping and reporting, Advocacy, Americas, Equities, Public Policy Submissions
On February 8, 2021, FIA PTG submitted a letter to the SEC encouraging the Commission to reject an amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT).
In a letter submitted to the SEC today, the FIA Principal Traders Group (FIA PTG) encouraged the Commission to approve Nasdaq BX's proposal to limit the number of option strikes listed for trading on the exchange.
In a letter submitted to the SEC today, FIA PTG supported the Cboe’s proposal to add an electronic compression component to its existing compression forum.
In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) urged the SEC not to approve Cboe BYX’s proposal to introduce Periodic Auctions for the Trading of U.S. Equity Securities.
In a letter submitted to the SEC today, the FIA Principal Traders Group (FIA PTG) supported the goals of the Market Data Infrastructure Proposal to update and expand the information included in the Securities Information Processor (SIP) and to move to a decentralized consolidation model.
April 23, 2020 - In a letter submitted to the SEC today, the FIA Principal Traders Group encouraged the Commission to disapprove the Proposal citing among other things that:
In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) concurred with the SEC that the current effective-upon-filing procedure for NMS plan fee amendments should be rescinded and replaced with the standard fee amendment process which allows for public comment before becoming effective.
In a letter filed with the Securities and Exchange Commission (SEC) today, the FIA Principal Traders Group (FIA PTG) again urged the SEC not to approve EDGA’s proposal to introduce an asymmetric speed bump.
