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Resources

FIA works closely with member firms to develop industry-standard agreements and other documentation that all market participants can use to support their trading and clearing functions as well as ensure regulatory compliance in different jurisdictions.

FIA’s US Documentation Library contains a wide range of guidance documents and template agreements and disclosures. These include standard give-up agreements, client clearing and execution agreements, risk disclosure statements and a number of exchange-specific agreements.

FIA’s CCP Risk Review™ summarizes the rules and procedures of CCPs worldwide. Written in practical, comparative terms and incorporating key implications of applicable law where relevant, the FIA CCP Risk Review assists market participants and regulators in scrutinizing and understanding the risks relating to CCPs, for both clearing members and clients.

FIA’s European Documentation Library puts valuable legal opinions and client terms of business at your fingertips. This documentation helps you meet regulatory requirements and/or common commercial objectives such as facilitating commercial dealings or addressing areas of capital or risk.

Documentation News

  • MarketVoice Podcast - Richard Berliand, Chair of The Board of Directors, TP ICAP

    Walt Lukken sat down with Futures Industry Hall of Fame member Richard Berliand last month in New York City. A legend in the industry, Richard serves as board chair of TP ICAP, the world’s largest inter-dealer broker and world’s largest energy & commodities broker. They discussed the state of the derivatives markets, the regulatory environment, FCMs, the challenges of 24/7 trading and clearing, why young people should go into finance and Richard's passion for aviation. CONTINUE READING
  • Protection of customer funds - frequently asked questions

    This document, first issued in February 2012, has been prepared by members of the FIA Law and Compliance Division and contains questions and answers addressing the basics of (i) segregation, collateral management and investments, (ii) minimum financial and other requirements for futures commission merchants (FCMs) and joint FCM/broker-dealers, and (iii) derivatives clearing organization (DCO) guarantee funds. CONTINUE READING
  • FIA successfully executes 2025 disaster recovery test

    The cleared derivatives industry reaffirmed its commitment to industry resilience and cybersecurity preparedness with the successful completion of the 2025 FIA Disaster Recovery Test on Saturday, 25 October 2025. CONTINUE READING
  • Trade associations urge EC to delay EMIR 3.0 reporting for third-country CCPs

    EPTA, along with nine other Trade Associations, seek delay to EMIR 3.0 7(d) reporting until the corresponding regulatory technical standards and implementing technical standards are applicable. CONTINUE READING
  • Viewpoint – Let’s get serious about SEC-CFTC collaboration

    The pace of change is undoubtedly quickening in our markets. We must have a regulatory structure that can keep up with the markets. CONTINUE READING
  • Trade associations urge EC to delay EMIR 3.0 reporting for third-country CCPs

    FIA, along with nine other Trade Associations, seek delay to EMIR 3.0 7(d) reporting until the corresponding regulatory technical standards and implementing technical standards are applicable. CONTINUE READING