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Resources

FIA works closely with member firms to develop industry-standard agreements and other documentation that all market participants can use to support their trading and clearing functions as well as ensure regulatory compliance in different jurisdictions.

FIA’s US Documentation Library contains a wide range of guidance documents and template agreements and disclosures. These include standard give-up agreements, client clearing and execution agreements, risk disclosure statements and a number of exchange-specific agreements.

FIA’s CCP Risk Review™ summarizes the rules and procedures of CCPs worldwide. Written in practical, comparative terms and incorporating key implications of applicable law where relevant, the FIA CCP Risk Review assists market participants and regulators in scrutinizing and understanding the risks relating to CCPs, for both clearing members and clients.

FIA’s European Documentation Library puts valuable legal opinions and client terms of business at your fingertips. This documentation helps you meet regulatory requirements and/or common commercial objectives such as facilitating commercial dealings or addressing areas of capital or risk.

Documentation News

  • FIA EPTA responds to HMT consultation on UK draft legislation on cryptoassets

    FIA EPTA responds to HMT consultation on UK draft legislation on cryptoassets

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  • India's options crackdown weighs on global ETD trading volume

    The global exchange-traded derivatives market experienced a notable decline in volume in Q1 2025 compared to the same period last year, largely due to a fall in the number of equity options contracts traded on exchanges in India.

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  • Johnson announcement could leave CFTC with one commissioner

    CFTC Commissioner Kristin Johnson’s announcement to step down “later this year” could leave the agency with only one sitting commissioner

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  • FIA responds to the CFTC request for comment on trading and clearing derivatives on a 24/7 basis

    FIA responds to the CFTC request for comment on trading and clearing derivatives on a 24/7 basis

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  • FIA and FIA PTG respond to CFTC perpetual contracts request for comment

    FIA and FIA PTG respond to CFTC perpetual contracts request for comment

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  • FIA and FIA PTG respond to CFTC perpetual contracts request for comment

    FIA and FIA PTG respond to CFTC perpetual contracts request for comment

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