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Resources

FIA works closely with member firms to develop industry-standard agreements and other documentation that all market participants can use to support their trading and clearing functions as well as ensure regulatory compliance in different jurisdictions.

FIA’s US Documentation Library contains a wide range of guidance documents and template agreements and disclosures. These include standard give-up agreements, client clearing and execution agreements, risk disclosure statements and a number of exchange-specific agreements.

FIA’s CCP Risk Review™ summarizes the rules and procedures of CCPs worldwide. Written in practical, comparative terms and incorporating key implications of applicable law where relevant, the FIA CCP Risk Review assists market participants and regulators in scrutinizing and understanding the risks relating to CCPs, for both clearing members and clients.

FIA’s European Documentation Library puts valuable legal opinions and client terms of business at your fingertips. This documentation helps you meet regulatory requirements and/or common commercial objectives such as facilitating commercial dealings or addressing areas of capital or risk.

Documentation News

  • FIA EPTA responds to call for evidence on the Savings and Investments Union

    The FIA European Principal Traders Association has provided input to the European Commission's call for evidence on the functioning and impact of the Savings and Investments Union. FIA EPTA's submission incorporates by reference its 2024 policy recommendations, titled Tide of Change: Enhancing Liquidity Provision to the European Economy. CONTINUE READING
  • FIA and EPTA submit response to FCA AI Input Zone consultation

    FIA and FIA EPTA have submitted a joint response to the FCA’s AI Input Zone consultation seeking stakeholder views on current and future uses of artificial intelligence in UK financial services, barriers to adopting AI applications, and the regulatory framework governing the use of AI within financial markets. CONTINUE READING
  • FIA responds to ESMA consultation on CCP participation requirements

    FIA has responded to the European Securities and Markets Authority's consultation on EMIR 3.0 draft regulatory technical standards on the elements to be considered when EU central counterparties define participation requirements. The response highlights the need for CCPs to assess clearing members based on the actual risks they pose, rather than relying on entity type or licensing status as proxies for risk. In particular, the response distinguishes between regulated non-bank financial clearing members and non-financial counterparties that typically clear to hedge commercial exposures and do not provide financial services. CONTINUE READING
  • Viewpoint: Crossing the river by feeling for stones

    China's commodity futures markets rank among the world's largest in terms of both the volume of trading and the range of commodities that are traded. The success of these markets creates a tremendous pool of liquidity for Chinese and foreign companies that need to hedge their risks. But there's a problem – access to those markets is quite challenging for commodity traders and end-users in other parts of the world. CONTINUE READING
  • FIA New Member Profile – Texas Stock Exchange

    Texas Stock Exchange (TXSE), based in Dallas, received SEC approval in September 2025 to operate as a national securities exchange and is on track to launch trading, exchange-traded products and corporate listings in 2026. The new exchange is backed by major financial firms, including JP Morgan, Bank of America, BlackRock, Citadel Securities, Charles Schwab and Goldman Sachs. TXSE will serve US-based and international issuers, investors and market participants. CONTINUE READING
  • MarketVoice podcast - Jeremy Allaire, Co-Founder, Chairman and CEO, Circle

    At FIA Expo, Walt Lukken sat down with Circle's co-founder and CEO Jeremy Allaire. They discussed Circle going public, stablecoins on a basic level and Circle's own USDC, the GENIUS Act and how that will change the financial landscape, central bank digital currencies, and more. CONTINUE READING