Exchange Risk Controls Repository

Search

FIA maintains a central repository of the risk controls and practices that exchanges provide in global cleared derivatives markets, available exclusively to FIA members. The repository is based on a survey developed in consultation with member firms, and is designed to improve transparency and support risk-control benchmarking for brokers, clearing firms, trading firms, and commercial and institutional market participants. By bringing this information together in one place, the repository helps firms assess and access a broader range of markets globally.

The survey has been distributed to exchanges internationally, and the responses received to date are listed below. FIA continues to encourage further participation, and the repository will be expanded as new responses are received. Participating exchanges are asked to review and update their responses annually.

Scope of the survey

Each response covers:

Pre-trade risk controls, both general and configurable
Market integrity controls
Certification and testing environments
Exchange contact details for further information

Question 128 allows each exchange to provide clarifications or additional context on its response, and should be read alongside the relevant answers.

Important information

Each response reflects the information provided by the exchange as at the date indicated. Responses are published as received, and FIA does not interpret, verify or validate their content.

Disclaimer: FIA publishes these survey responses for information purposes only and makes no representation or warranty as to their accuracy or completeness. FIA accepts no liability for any errors or omissions, or for any loss or damage arising from the use of this information. To report an error or omission, or for further information about the survey and how it was conducted, please contact ExchangeRiskControlsSurvey@fia.org.

Australian Securities Exchange (ASX)

Download a copy of the completed risk controls survey submitted by ASX on 18 January 2022 (Reviewed August 2026)

ASX 24

Download a copy of the completed risk controls survey submitted by ASX 24 on 18 January 2022 (Reviewed August 2026)

B3

Download a copy of the completed risk controls survey submitted by B3 on 10 March 2022 (Reviewed February 2025)

Bitnomial Exchange

Download a copy of the completed risk controls survey submitted by Bitnomial Exchange on 24 February 2022 (Reviewed May 2026)

Bolsa Mexicana de Valores (BMV)

Download a copy of the completed risk controls survey submitted by MexDer on 7 January 2022 (Reviewed on 23 January 2023)

Borsa Istanbul

Download a copy of the completed risk controls survey submitted by Borsa Istanbul on 28 July 2022 (Updated August 2026)

Cboe

Download a copy of the completed risk controls survey submitted by Cboe Futures Exchange on 17 February 2022 (Updated September 2026)

China Financial Futures Exchange - CFFEX

Download a copy of the completed risk controls survey submitted by CFFEX on 07 September 2022

CME Group

Download a copy of the completed risk controls survey submitted by CME Group on 18 January 2022 (Reviewed February 2025)

EEX

European Energy Exchange (EEX): Download a copy of the completed risk controls survey submitted by EEX on 19 August 2022 (Reviewed February 2025)

Eurex

Download a copy of the completed risk controls survey submitted by Eurex on 2 March 2022

ErisX

Download a copy of the completed risk controls survey submitted by ErisX on 26 July 2022

FEX Global

Download a copy of the completed risk controls survey submitted by FEX on 4 January 2022

FMDQ Securities Exchange Limited

Download a copy of the completed risk controls survey submitted by FMDQ Securities Exchange Limited on 14 March 2022 (Reviewed June 2026)

Hong Kong Exchanges and Clearing (HKEX)

Download a copy of the completed risk controls survey submitted by HKEX on 12 January 2022 (Reviewed March 2025)

Intercontinental Exchange (ICE)

Download a copy of the completed risk controls survey submitted by ICE on 5 July 2022 (Reviewed May 2026)