MNPI and Physical Commodities Markets

An L&C Division Webinar

29 February 2024 • 10:00 AM - 11:00 AM ET

Sullivan & Cromwell’s Commodities, Futures and Derivatives team will discuss recent CFTC and SEC enforcement actions involving MNPI-related violations and their implications for physical commodities and derivatives markets and market participants.  The webinar will also cover strategies for managing government investigations (including those involving multiple regulators) and best practices for effective compliance programs.


Host: Michael Sorrell, Deputy General Counsel, FIA
Panelists: Colin Lloyd, Partner, Sullivan & Cromwell
Katy McArthur, Partner, Sullivan & Cromwell
Jamie McDonald, Partner, Sullivan & Cromwell
Aaron Levine, Associate, Sullivan & Cromwell
Date/Time: Thursday, 29 February 2024 | 10:00 a.m. – 11:00  a.m. ET

This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar.  FIA makes no representations, warranties, or guarantees as to the webinar’s content.