Enforcement & Technology: Prevent & Manage Technology Investigations

An L&C Division Webinar

16 May 2024 • 10:00 AM - 11:00 AM ET

This webinar will provide practical guidance on how to manage investigations involving complicated and proprietary technology, including algorithmic trading systems and AI.  Topics will include governance measures to limit enforcement risk; strategies to protect sensitive intellectual property and responding to Enforcement inquiries; and special considerations involving AI and regulators’ ongoing efforts to police the border between legitimate activity and misconduct.


Host: Natalie Tynan, Assoc. General Counsel, Head of Technology Documentation Strategy, FIA
Panelists: Matthew Beville, Special Counsel, WilmerHale
Matthew Kulkin, Partner, WilmerHale
Tiffany J. Smith, Partner, WilmerHale
Date/Time: Thursday, 16 May 2024 | 10:00 a.m. – 11:00  a.m. ET

This webinar is intended for informational purposes only and is not intended to provide investment, tax, business, legal or professional advice. Neither FIA nor its members endorse, approve, recommend, or certify any information, opinion, product, or service referenced in this webinar.  FIA makes no representations, warranties, or guarantees as to the webinar’s content.