The FCA, CFTC, and other U.S. and U.K. regulators have different priorities, regulatory processes, and approaches. In this webinar, we will identify current enforcement trends in cases brought by regulators in the US and UK. We will include an analysis of the related risks to firms, how trends in one jurisdiction can help firms prepare for enforcement in other jurisdictions, and how best firms can ensure and demonstrate compliance in those areas of regulatory priority.
|Host:||Michael Sorrell, Deputy General Counsel, FIA|
|Panelist:||Renato Mariotti, Partner, Bryan Cave Leighton Paisner LLP
David Rundle, Partner, Bryan Cave Leighton Paisner LLP