Request for Confirmation of Rule Interpretations with Respect to CFTC Rule 1.73
31 January 2014
The Futures Industry Association (“FIA”) writes to the Division of Clearing and Risk on behalf of its member futures commission merchants (“FCMs”) to request confirmation of certain rule interpretations with respect to CFTC Rule 1.73.
Perp Walk: A roving discussion of product characterization, jurisdictional and other issues related to perps, options, event contracts and security forwards