part of the FIA Law & Compliance Division webinar series
14 June 2018
By Matt Bower, Calum Burnett, David Esseks, Eugene Ingoglia, Tony Mansfield & Greg Mocek
For our June webinar, a panel of Allen & Overy partners from the U.S., London and Hong Kong will discuss current topics relating to cross-border enforcement defense issues including, among other things:
Non-U.S. entities responding to U.S. inquiries -- When should the recipient of a request require the U.S. regulator to go through their counterpart in the local jurisdiction (e.g., through the IOSCO MOU)? What are the pros and cons? Are there situations where a compelled response is preferable, for example because of local data privacy concerns. Does asserting your rights put “cooperation credit” in jeopardy?
Criminal liability -- When is extradition possible? For non-U.S. practitioners, what are the actual limits of U.S. jurisdiction outside of the U.S. (and do U.S. regulators generally respect those limits, or do they push past them)?
Presenters:
Matt Bower, Partner, Hong Kong; Calum Burnett, Partner, London; David Esseks, Partner, New York; Eugene Ingoglia, Partner, New York; Tony Mansfield, Partner , Washington DC; Greg Mocek, Partner, Washington DC
Perp Walk: A roving discussion of product characterization, jurisdictional and other issues related to perps, options, event contracts and security forwards