Equity Market Structure
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FIA PTG Comment Letter on IEX Application for Registration
1. IEX’s proposal to give protected status to its quotes despite their being subject to an intentional access delay
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FIA PTG Conditional Letter of Support for Proposed Rule Change by BATS
FIA PTG filed a letter of conditional support with the SEC for a proposed rule change by BATS regarding expedited suspension proceedings and preventing layering and spoofing.
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FIA PTG Comments on FINRA’s Trading Activity Fee Proposal
The FIA Principal Traders Group sent a letter to the Financial Industry Regulatory Authority on June 19, 2015 expressing its support for the exemption from the Trading Activity Fee that FINRA has proposed for certain transactions executed by proprietary trading firms. The group offered several suggestions for modifying the scope of the proposal so that it is based on the nature of the transaction rather than the nature of the firm.
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Equal and Instant Access to Government Released Data
FIA PTG Blog: FIA PTG advocates for accurate and simultaneous release of all government released data.
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FIA PTG statement on SEC roundtable
The following statement can be attributed to the Futures Industry Association Principal Traders Group (FIA PTG) regarding the SEC roundtable:
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FIA PTG comments on FINRA rulemakings
The FIA Principal Traders Group today issued the following statement in response to the issuance of several proposed rules by the Financial Industry Regulatory Authority.
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FIA PTG executive committee member advocates for transparent, competitive market structure at Congressional Roundtable
The FIA Principal Traders Group participated in a wide-ranging discussion on equity market structure issues yesterday with members of the House Financial Services Committee and other market participants at a roundtable hosted by Rep. Scott Garrett (R-N.J.). FIA PTG’s representative, Patrick Hickey, head of market structure at Optiver US, emphasized the value of automated trading as a tool for market making and the importance of avoiding “one size fits all” solutions to market structure issues.
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