Equity Market Structure
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FIA PTG Comment Letter in Response to Amended IEX Application for Registration
FIA PTG submitted a second comment letter to the Securities and Exchange Commission regarding amendments to the IEX application for registration as a National Securities Exchange urging the Commission to re-open the comment period in light of the recent IEX amendment to afford the public adequate opportunity to review and provide feedback on IEX’s proposed changes.
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FIA PTG Comment Letter on IEX Application for Registration
1. IEX’s proposal to give protected status to its quotes despite their being subject to an intentional access delay
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FIA PTG Conditional Letter of Support for Proposed Rule Change by BATS
FIA PTG filed a letter of conditional support with the SEC for a proposed rule change by BATS regarding expedited suspension proceedings and preventing layering and spoofing.
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FIA PTG Comments on FINRA’s Trading Activity Fee Proposal
The FIA Principal Traders Group sent a letter to the Financial Industry Regulatory Authority on June 19, 2015 expressing its support for the exemption from the Trading Activity Fee that FINRA has proposed for certain transactions executed by proprietary trading firms. The group offered several suggestions for modifying the scope of the proposal so that it is based on the nature of the transaction rather than the nature of the firm.
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Equal and Instant Access to Government Released Data
FIA PTG Blog: FIA PTG advocates for accurate and simultaneous release of all government released data.
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FIA PTG statement on SEC roundtable
The following statement can be attributed to the Futures Industry Association Principal Traders Group (FIA PTG) regarding the SEC roundtable:
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FIA PTG comments on FINRA rulemakings
The FIA Principal Traders Group today issued the following statement in response to the issuance of several proposed rules by the Financial Industry Regulatory Authority.
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