27 November 2018
Application of U.S. fed’s QFC rule on common clearing agreements
CONTINUE READING
13 December 2018
CFTC’s push to enforce insider trading rules in commodities markets
CONTINUE READING
25 April 2019
CFTC and SEC regulation of digital assets: challenging issues of jurisdictional overlap
CONTINUE READING
18 July 2019
The CFTC’s new enforcement manual: its key content and use for practitioners in CFTC investigations
CONTINUE READING
12 September 2019
Updated CME Group regulatory guidance on block trades
CONTINUE READING
10 October 2019
CFTC’s jurisdiction over fraud in the cash markets: are there any limits?
CONTINUE READING
14 November 2019
Intellectual property and data protection issues for CFTC registrants
CONTINUE READING
Feb05
Dana Point, CA • 12:00 PM PT
Asset Management Derivatives Forum 2020
Learn more
Jun11
Webinar • 10:00 AM ET
DOJ's foray into the CFTC's enforcement world: spoofing, commodities fraud, wire fraud and even RICO
Register now
