29 June 2022
FIA responds to HKEX consultation on position limits and open position reporting requirements
CONTINUE READING
27 June 2022
FIA flags burdensome requirements in CFTC compliance officer reports
CONTINUE READING
21 June 2022
FIA responds to SFC consultation on Position Limit Regime changes
CONTINUE READING
24 June 2022
FIA PTG responds to FINRA Proposal to enhance TRACE reporting for US Treasury Securities
CONTINUE READING
26 May 2022
FIA responds to European Commission’s CSDR review proposal
CONTINUE READING
11 May 2022
FIA PTG responds to CFTC Request for Comment on FTX Request
CONTINUE READING
21 April 2022
FIA PTG responds to SEC proposed expansion of Reg ATS to Government Securities ATSs
CONTINUE READING
11 April 2022
FIA requests CFTC codify no-action relief for treatment of separate accounts by FCMs
CONTINUE READING
11 April 2022
FIA PTG responds to SEC proposal to shorten the securities transaction settlement cycle
CONTINUE READING
5 April 2022
Trade associations raise concerns with SEC comment periods
CONTINUE READING